-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rz353Wjv1Hyx1R7iQMsB3eTNc1Yxtj/7D1H0E3O2ZQIMehHuJjkspde6IQcOY8Fp V1XUrka15yh0FaEGJuiaVQ== 0001179110-09-012258.txt : 20090817 0001179110-09-012258.hdr.sgml : 20090817 20090817204839 ACCESSION NUMBER: 0001179110-09-012258 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090813 FILED AS OF DATE: 20090817 DATE AS OF CHANGE: 20090817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVID ROBBINS CENTRAL INDEX KEY: 0001199969 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31558 FILM NUMBER: 091020453 MAIL ADDRESS: STREET 1: 800 THIRD AVE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALLY TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0000002491 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 880104066 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: 7028967700 MAIL ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE GAMING CORP DATE OF NAME CHANGE: 19950104 FORMER COMPANY: FORMER CONFORMED NAME: UNITED GAMING INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GAMING & TECHNOLOGY INC DATE OF NAME CHANGE: 19890206 4 1 edgar.xml FORM 4 - X0303 4 2009-08-13 0 0000002491 BALLY TECHNOLOGIES, INC. BYI 0001199969 DAVID ROBBINS 6601 S. BERMUDA ROAD LAS VEGAS NV 89119 1 0 0 0 Common Stock, par value $.10 per share 2009-08-13 4 M 0 110000 .8438 A 277858 D Common Stock, par value $.10 per share 2009-08-14 4 S 0 30000 38.1955 D 247858 D Common Stock, par value $.10 per share 2009-08-17 4 S 0 20000 37.1169 D 167858 D Common Stock, par value $.10 per share 60000 I By GRAT Employee Stock Options (Right to Buy) .8438 2009-08-13 4 M 0 110000 0 D 2000-02-01 2010-02-01 Common Stock, par value $.10 per share 110000 0 D This transaction was executed in multiple trades at prices from $37.93 to $38.66. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices from $36.71 to $37.61. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The amount of shares directly beneficially owned by the reporting person following this transaction has been adjusted to reflect the reporting person's contribution on August 17, 2009 of 60,000 shares to a grantor retained annuity trust. These shares were previously reported as directly beneficially owned by the reporting person but as mentioned above were contributed to a grantor retained annuity trust on August 17, 2009 and therefore are now reported as indirectly beneficially owned by the reporting person through the grantor retained annuity trust. Granted as compensation for services. Neil Davidson as attorney-in-fact for: David Robbins 2009-08-17 -----END PRIVACY-ENHANCED MESSAGE-----