-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RnHnA9wbsDw7JfjHtlBcEUG+Sr2Luo2JXe3+fjK2sZyAuiUMYcCZ7logOFuFpcEt Mr96MyfXZR4vMwBXFTje+Q== 0001179110-09-011144.txt : 20090723 0001179110-09-011144.hdr.sgml : 20090723 20090723182744 ACCESSION NUMBER: 0001179110-09-011144 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090721 FILED AS OF DATE: 20090723 DATE AS OF CHANGE: 20090723 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HADDRILL RICHARD M CENTRAL INDEX KEY: 0001201647 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31558 FILM NUMBER: 09960280 MAIL ADDRESS: STREET 1: 2300 WINDY RIDGE PKWY CITY: ATLANTA STATE: GA ZIP: 30339 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALLY TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0000002491 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 880104066 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: 7028967700 MAIL ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE GAMING CORP DATE OF NAME CHANGE: 19950104 FORMER COMPANY: FORMER CONFORMED NAME: UNITED GAMING INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GAMING & TECHNOLOGY INC DATE OF NAME CHANGE: 19890206 4 1 edgar.xml FORM 4 - X0303 4 2009-07-21 0 0000002491 BALLY TECHNOLOGIES, INC. BYI 0001201647 HADDRILL RICHARD M 6601 S. BERMUDA ROAD LAS VEGAS NV 89119 1 1 0 0 Chief Executive Officer Common Stock, par value $.10 per share 2009-07-21 4 M 0 24500 13.35 A 705915 D Common Stock, par value $.10 per share 2009-07-21 4 S 0 24500 34.2787 D 681415 D Common Stock, par value $.10 per share 2009-07-21 4 M 0 500 13.35 A 681915 D Common Stock, par value $.10 per share 2009-07-21 4 S 0 500 35.052 D 681415 D Common Stock, par value $.10 per share 2009-07-22 4 M 0 20800 13.35 A 702215 D Common Stock, par value $.10 per share 2009-07-22 4 S 0 20800 35.0624 D 681415 D Common Stock, par value $.10 per share 2009-07-22 4 M 0 4200 13.35 A 685615 D Common Stock, par value $.10 per share 2009-07-22 4 S 0 4200 35.3952 D 681415 D Employee Stock Options (Right to Buy) 13.35 2009-07-21 4 M 0 25000 0 D 2014-10-01 Common Stock, par value $.10 per share 25000 144000 D Employee Stock Options (Right to Buy) 13.35 2009-07-22 4 M 0 25000 0 D 2014-10-01 Common Stock, par value $.10 per share 25000 119000 D The sales were pursuant to a Rule 10b5-1 Trading Agreement dated May 13, 2009. The transaction was executed in multiple trades at prices from $33.91 to $34.83. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices from $34.92 to $35.17. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices from $34.27 to $35.27. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices from $35.28 to $35.68. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The options vested as follows: (i) 200,000 in one-third equal installments on each of October 1, 2005; October 1, 2006; and October 1, 2007 and (ii) 100,000 on October 1, 2007. Granted as compensation for services. Mark Lerner as attorney-in-fact for: Richard M. Haddrill 2009-07-23 -----END PRIVACY-ENHANCED MESSAGE-----