-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NwfB0MqurEYJApFp10tftsyotMYNTlba1IAe7y7IH65/pcRJG5+Zi0yM12SQFBzv V7ce9P+P2QPpCJh9asoc0Q== 0001179110-09-010225.txt : 20090629 0001179110-09-010225.hdr.sgml : 20090629 20090629204512 ACCESSION NUMBER: 0001179110-09-010225 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090625 FILED AS OF DATE: 20090629 DATE AS OF CHANGE: 20090629 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HADDRILL RICHARD M CENTRAL INDEX KEY: 0001201647 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31558 FILM NUMBER: 09917674 MAIL ADDRESS: STREET 1: 2300 WINDY RIDGE PKWY CITY: ATLANTA STATE: GA ZIP: 30339 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALLY TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0000002491 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 880104066 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: 7028967700 MAIL ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE GAMING CORP DATE OF NAME CHANGE: 19950104 FORMER COMPANY: FORMER CONFORMED NAME: UNITED GAMING INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GAMING & TECHNOLOGY INC DATE OF NAME CHANGE: 19890206 4 1 edgar.xml FORM 4 - X0303 4 2009-06-25 0 0000002491 BALLY TECHNOLOGIES, INC. BYI 0001201647 HADDRILL RICHARD M 6601 S. BERMUDA ROAD LAS VEGAS NV 89119 1 1 0 0 Chief Executive Officer Common Stock, par value $.10 per share 2009-06-25 4 M 0 8151 13.35 A 689566 D Common Stock, par value $.10 per share 2009-06-25 4 S 0 8151 30.00 D 681415 D Common Stock, par value $.10 per share 2009-06-26 4 M 0 41849 13.35 A 723264 D Common Stock, par value $.10 per share 2009-06-26 4 S 0 41849 30.091300 D 681415 D Employee Stock Options (Right to Buy) 13.35 2009-06-25 4 M 0 8151 0 D 2014-10-01 Common Stock, par value $.10 per share 8151 210849 D Employee Stock Options (Right to Buy) 13.35 2009-06-26 4 M 0 41849 0 D 2014-10-01 Common Stock, par value $.10 per share 41849 169000 D The sales were pursuant to a Rule 10b5-1 Trading Agreement dated May 13, 2009. The transaction was executed in multiple trades at prices ranging from $30.00 to $30.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The options vested as follows: (i) 200,000 in one-third equal installments on each of October 1, 2005, October 1, 2006 and October 1, 2007 and (ii) 100,000 on October 1, 2007. Granted as compensation for services. Mark Lerner as attorney-in-fact for: Richard M. Haddrill 2009-06-29 -----END PRIVACY-ENHANCED MESSAGE-----