-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NcLq7ucYk/vPjlXS2HeJ+q3MgGwHCWqU8IBHPz6sNQbenoi3gfNCH6QlFadjCP8C xwG+XeS0yhKB14Lt4dmCPg== 0001179110-06-022407.txt : 20061127 0001179110-06-022407.hdr.sgml : 20061127 20061127182121 ACCESSION NUMBER: 0001179110-06-022407 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061025 FILED AS OF DATE: 20061127 DATE AS OF CHANGE: 20061127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALLY TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0000002491 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 880104066 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: 7028967700 MAIL ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE GAMING CORP DATE OF NAME CHANGE: 19950104 FORMER COMPANY: FORMER CONFORMED NAME: UNITED GAMING INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GAMING & TECHNOLOGY INC DATE OF NAME CHANGE: 19890206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOLLMER WILLIAM CURTISS CENTRAL INDEX KEY: 0001382116 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31558 FILM NUMBER: 061240378 BUSINESS ADDRESS: BUSINESS PHONE: 6016368088 MAIL ADDRESS: STREET 1: 749 MALLET ROAD CITY: VICKSBURG STATE: MS ZIP: 39180 3 1 edgar.xml FORM 3 - X0202 3 2006-10-25 0 0000002491 BALLY TECHNOLOGIES, INC. BYI 0001382116 FOLLMER WILLIAM CURTISS 749 MALLET ROAD VICKSBURG MS 39180 0 1 0 0 SVP & General Manager BYI Common Stock $0.10 par value per share 2620 D BYI Common Stock $0.10 par value per share 2620 I Owned by spouse Employee Stock Options (right to buy) 13.75 2011-12-11 BYI Common Stock, $0.10 par value per share 10000 D Employee Stock Options (right to buy) 17.35 2012-12-03 BYI Common Stock, $.10 par value per share 20000 D Employee Stock Options (right to buy) 21.53 2013-08-12 BYI Common Stock, $10 par value per share 20000 D Employee Stock Options (right to buy) 13.86 2014-08-17 BYI Common Stock, $0.10 par value per share 20000 D Employee Stock Options (right to buy) 12.07 2015-08-24 BYI Common Stock, $0.10 par value per share 20000 D Employee Stock Options (right to buy) 19.47 2016-10-25 BYI Common Stock, $0.10 par value per share 20000 D Options are currently exercisable. 13,333 of such options are currently exercisable. Remainder of options vest on 8/17/2007. 6,666 of such options are currently exercisable. Remainder of options vest in 2 installments and become exercisable as follows: (i) 6,667 on 8/24/2007 and (ii) 6,667 on 8/24/2008. Options vest in 4 equal installments and become exercisable as follows: (i) 5,000 on 10/25/2007, (ii) 5,000 on 10/25/2008, (iii) 5,000 on 10/25/2009 and (iv) 5,000 on 10/25/2010. Curt Follmer 2006-11-27 -----END PRIVACY-ENHANCED MESSAGE-----