-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VxLlC8foT1Jm1WFeCEEr9h7hW7JUSZF2mfPhJ7EebHS4aN996jDpF0oYbVixV8GP do14Xx00DsQABJqI/oFfDA== 0001179110-06-015769.txt : 20060728 0001179110-06-015769.hdr.sgml : 20060728 20060728192547 ACCESSION NUMBER: 0001179110-06-015769 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060621 FILED AS OF DATE: 20060728 DATE AS OF CHANGE: 20060728 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALLY TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0000002491 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 880104066 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: 7028967700 MAIL ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE GAMING CORP DATE OF NAME CHANGE: 19950104 FORMER COMPANY: FORMER CONFORMED NAME: UNITED GAMING INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GAMING & TECHNOLOGY INC DATE OF NAME CHANGE: 19890206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HADDRILL RICHARD M CENTRAL INDEX KEY: 0001201647 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-31558 FILM NUMBER: 06989194 MAIL ADDRESS: STREET 1: 2300 WINDY RIDGE PKWY CITY: ATLANTA STATE: GA ZIP: 30339 4/A 1 edgar.xml FORM 4/A - X0202 4/A 2006-06-21 2006-06-22 0 0000002491 BALLY TECHNOLOGIES, INC. BYI 0001201647 HADDRILL RICHARD M 6601 S. BERMUDA ROAD LAS VEGAS NV 89119 1 1 0 0 Chief Executive Officer Bally Technologies,Inc.Common Stock,$.10 par value per share 2006-06-21 4 A 0 92654 0 A 695191 D Employee Stock Options (Right To Buy) 15.07 2006-06-21 4 A 0 200000 0 A 2016-06-21 Common Stock, $.10 par value per share 200000 200000 D Grant of restricted stock pursuant to the Third Amendment to the Employment Agreement by and between Bally Technologies, Inc. (the "Company") and Richard Haddrill, dated as of June 20, 2006 (the "Amendment"). Per the terms of the Amendment, the restricted stock shall vest as follows: (i) 28.6% thereof or 26,499 shares vest on July 1, 2008 and (ii) 71.4% thereof or 66,155 shares vest on January 1, 2009, in each case subject to Mr. Haddrill's continuous employment as the Company's Chief Executive Officer through each such date. Granted as compensation for services under the Company's Amended and Restated 2001 Long Term Incentive Plan, as amended. Per the terms of the Amendment, the options shall vest as follows:(i) 66,667 shares vest on February 28, 2008, (ii) 66,667 shares vest on July 31, 2008, and (iii) 66,666 shares vest on January 1, 2009, in each case subject to Mr. Haddrill's continuous employment as the Company's Chief Executive Officer through each such date. This amendment is being filed to correct the grant date of the awards of restricted stock and employee stock options from June 20, 2006 to June 21, 2006, which was inadvertently misstated due to clerical error. As a result, also corrected are (i) the amount of restricted stock acquired and aggregate amount of common stock beneficially owned reflected in Table I, (ii) the exercise price and expiration date reflected in Table II and (iii) the date of earliest transaction. Richard M. Haddrill 2006-07-28 -----END PRIVACY-ENHANCED MESSAGE-----