-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CC2fOAb+7gLiCTgcThE1NI0GZ5dC0Ik12eKx7u+shqCDwUxj7VPxebT31N/SAG+1 8PUx8HxgDxEFcLA0Y1TWdw== 0001104659-08-037038.txt : 20080530 0001104659-08-037038.hdr.sgml : 20080530 20080530200742 ACCESSION NUMBER: 0001104659-08-037038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080529 FILED AS OF DATE: 20080530 DATE AS OF CHANGE: 20080530 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALLY TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0000002491 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 880104066 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: 7028967700 MAIL ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE GAMING CORP DATE OF NAME CHANGE: 19950104 FORMER COMPANY: FORMER CONFORMED NAME: UNITED GAMING INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GAMING & TECHNOLOGY INC DATE OF NAME CHANGE: 19890206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LERNER MARK CENTRAL INDEX KEY: 0001194694 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31558 FILM NUMBER: 08872165 MAIL ADDRESS: STREET 1: 6601 S BERMUDA RD CITY: LAS VEGAS STATE: NV ZIP: 89119 4 1 a4.xml 4 X0202 4 2008-05-29 0 0000002491 BALLY TECHNOLOGIES, INC. BYI 0001194694 LERNER MARK 6601 S. BERMUDA ROAD LAS VEGAS NV 89119 0 1 0 0 Sr. VP, Secretary Common Stock, par value $.10 per share 2008-05-29 4 M 0 15001 17.35 A 19997 D Common Stock, par value $.10 per share 2008-05-29 4 S 0 15001 44.00 D 4996 D Common Stock, par value $.10 per share 2008-05-30 4 M 0 3750 19.47 A 8746 D Common Stock, par value $.10 per share 2008-05-30 4 M 0 8333 21.53 A 17079 D Common Stock, par value $.10 per share 2008-05-30 4 S 0 12083 45.00 D 4996 D Employee Stock Options (Right to Buy) 17.35 2008-05-29 4 M 0 7501 0 D 2012-12-03 Common Stock, par value $.10 per share 7501 0 D Employee Stock Options (Right to Buy) 17.35 2008-05-29 4 M 0 7500 0 D 2012-12-03 Common Stock, par value $.10 per share 7500 0 D Employee Stock Options (Right to Buy) 19.47 2008-05-30 4 M 0 3750 0 D 2016-10-25 Common Stock, par value $.10 per share 3750 11250 D Employee Stock Options (Right to Buy) 21.53 2008-05-30 4 M 0 8333 0 D 2013-08-12 Common Stock, par value $.10 per share 8333 0 D The sales were pursuant to a Rule 10b5-1 Trading Arrangement Dated 03/14/2008. The options vested 100% on 06/30/2005. Granted as compensation for services. The options vested as follows: (i) 7,499 on 12/03/2003 and (ii) 7,500 on 12/03/2004. The options vest in four equal annual installments commencing on 10/25/2007. The options vested 100% on 08/12/2004. /s/ Mark Lerner 2008-05-30 -----END PRIVACY-ENHANCED MESSAGE-----