-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FfW650r+Rhfpt/KwV3/Vd6q6PVuITXyXXprkccQKfzBrs4/fth/O0MsqJ7ZBr0p3 UbBCKMcbaiYRhZoGfY7hYg== 0001104659-08-012984.txt : 20080226 0001104659-08-012984.hdr.sgml : 20080226 20080226200317 ACCESSION NUMBER: 0001104659-08-012984 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080222 FILED AS OF DATE: 20080226 DATE AS OF CHANGE: 20080226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALLY TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0000002491 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 880104066 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: 7028967700 MAIL ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE GAMING CORP DATE OF NAME CHANGE: 19950104 FORMER COMPANY: FORMER CONFORMED NAME: UNITED GAMING INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GAMING & TECHNOLOGY INC DATE OF NAME CHANGE: 19890206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HADDRILL RICHARD M CENTRAL INDEX KEY: 0001201647 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31558 FILM NUMBER: 08644330 MAIL ADDRESS: STREET 1: 2300 WINDY RIDGE PKWY CITY: ATLANTA STATE: GA ZIP: 30339 4 1 a4.xml 4 X0202 4 2008-02-22 0 0000002491 BALLY TECHNOLOGIES, INC. BYI 0001201647 HADDRILL RICHARD M 6601 S. BERMUDA ROAD LAS VEGAS NV 89119 1 1 0 0 Chief Executive Officer Common Stock, par value $.10 per share 2008-02-22 4 A 0 22416 0 A 717607 D Employee Stock Options (Right to Buy) 41.60 2008-02-22 4 A 0 50000 0 A 2015-02-22 Common Stock, par value $.10 per share 50000 50000 D Grant of restricted stock units pursuant to the Fourth Amendment to the Employment Agreement (the "Amendment") dated as of February 13, 2008, by and between Bally Technologies, Inc. (the "Company") and Richard Haddrill. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock, par value $.10 per share. Per the terms of the Amendment, the restricted stock units vest as follows: (i) 50% of shares on June 30, 2009 and (ii) 50% of shares on January 1, 2010, in each case subject to Mr. Haddrill's continuous employment as the Company's Chief Executive Officer through each such date. Granted as compensation for services under the Company's Amended and Restated 2001 Long Term Incentive Plan. Grant of options pursuant to the Amendment. Per the terms of the Amendment, the options vest as follows: (i) 16,667 shares on June 30, 2009; (ii) 16,667 shares on December 31, 2009 and (iii) 16,666 shares on June 30, 2010, in each case subject to Mr. Haddrill's continuous employment as the Company's Chief Executive Officer through each such date. /s/ Richard M. Haddrill 2008-02-26 -----END PRIVACY-ENHANCED MESSAGE-----