-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RCs1838tDDVEWqknq/igQa/vD4mIkSX4F6GUrRj4khJXyYXDRrpuewf/fr319l76 7d1B3Sp3W10vYVqT0Bp7Ng== 0001104659-04-041276.txt : 20041227 0001104659-04-041276.hdr.sgml : 20041224 20041227163831 ACCESSION NUMBER: 0001104659-04-041276 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041222 FILED AS OF DATE: 20041227 DATE AS OF CHANGE: 20041227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HADDRILL RICHARD M CENTRAL INDEX KEY: 0001201647 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31558 FILM NUMBER: 041226771 MAIL ADDRESS: STREET 1: 2300 WINDY RIDGE PKWY CITY: ATLANTA STATE: GA ZIP: 30339 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCE GAMING CORP CENTRAL INDEX KEY: 0000002491 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 880104066 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: 7028967700 MAIL ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 FORMER COMPANY: FORMER CONFORMED NAME: UNITED GAMING INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GAMING & TECHNOLOGY INC DATE OF NAME CHANGE: 19890206 FORMER COMPANY: FORMER CONFORMED NAME: ADVANCED PATENT TECHNOLOGY INC DATE OF NAME CHANGE: 19830519 4 1 a4.xml 4 X0202 4 2004-12-22 0 0000002491 ALLIANCE GAMING CORP AGI 0001201647 HADDRILL RICHARD M 6601 S. BERMUDA ROAD LAS VEGAS NV 89119 1 1 0 0 Chief Executive Officer Alliance Gaming Corp. Common Stock, $.10 par value per share 2004-12-22 4 A 0 156507 A 546837 D Employee Stock Options (right to buy) 13.35 2004-12-22 4 A 0 300000 A 2014-10-01 Common Stock, $.10 par value per share 300000 300000 D Each share of common stock is included in one restricted stock unit. The restricted stock units vest on October 1, 2010; provided that the vesting of 50% of the restricted stock units will be accelerated to each of October 1, 2005 and October 1, 2006 upon the attainment in each case of strategic and/or financial measures specified for the approximately nine month period ending October 1, 2005 and for the twelve month period ending October 1, 2006 to be mutually agreed to between the Company's Board of Directors and Mr. Haddrill. Granted as compensation for services. These options vest as follows: (i) 200,000 options vest in one-third equal installments on each of October 1, 2005, October 1, 2006 and October 1, 2007, if Mr. Haddrill is continuously employed by the Company as Chief Executive Officer until each such respective vesting date, and (ii) the remaining 100,000 options vest on October 1, 2007, if Mr. Haddrill is continuously employed by the Company as Chief Executive Officer through that date. Granted as compensation for services. /s/ Richard Haddrill 2004-12-27 -----END PRIVACY-ENHANCED MESSAGE-----