-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GeOXp/IdHYpbDx/R7rTsguTXx+mZb5d87DdbIb1DzoCI4AvzR/r2CKC0EARMlr1v FdmI2TVuhzIpCCnYVR/b4g== 0001104659-04-033336.txt : 20041103 0001104659-04-033336.hdr.sgml : 20041103 20041103171105 ACCESSION NUMBER: 0001104659-04-033336 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20041027 FILED AS OF DATE: 20041103 DATE AS OF CHANGE: 20041103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HADDRILL RICHARD M CENTRAL INDEX KEY: 0001201647 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31558 FILM NUMBER: 041117074 MAIL ADDRESS: STREET 1: 2300 WINDY RIDGE PKWY CITY: ATLANTA STATE: GA ZIP: 30339 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCE GAMING CORP CENTRAL INDEX KEY: 0000002491 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 880104066 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: 7028967700 MAIL ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 FORMER COMPANY: FORMER CONFORMED NAME: UNITED GAMING INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GAMING & TECHNOLOGY INC DATE OF NAME CHANGE: 19890206 FORMER COMPANY: FORMER CONFORMED NAME: ADVANCED PATENT TECHNOLOGY INC DATE OF NAME CHANGE: 19830519 4 1 a4.xml 4 X0202 4 2004-10-27 0 0000002491 ALLIANCE GAMING CORP AGI 0001201647 HADDRILL RICHARD M 6601 S. BERMUDA ROAD LAS VEGAS NV 89119 1 1 0 0 Chief Executive Officer Employee Stock Options (right to buy) 17.16 2004-10-27 4 A 0 95000 A 2014-10-01 Common Stock, $.10 par value per share 95000 95000 D See Exhibit 99.1. Granted as compensation for services. /s/ Richard Haddrill 2004-10-29 EX-99.1 2 ex-99d1.htm EX-99.1

Exhibit 99.1

 

(2)  These options vest on October 1, 2012, provided the Reporting Person is an employee on that date, or earlier as follows:  in twelve equal tranches, vesting on (a) the later of (i) the first date on which the Fair Market Value (as defined in the Employment Agreement between Reporting Person and Issuer dated June 30, 2004) (“FMV”) of the stock is at least $30 and (ii) October 1, 2005, but only if the FMV is at least $30 on or before October 1, 2007, for the first tranche, (b) the later of (i) the first date on which the FMV of the stock is at least $35 and (ii) October 1, 2005, but only if the FMV is at least $35 on or before October 1, 2007, for the second, (c) the later of (i) the first date on which the FMV of the stock is at least $40 and (ii) October 1, 2005, but only if the FMV is at least $40 on or before October 1, 2008, for the third, (d) the later of (i) the first date on which the FMV of the stock is at least $45 and (ii) October 1, 2005, but only if (x) the FMV is at least $45 on or before October 1, 2008 or (y) the FMV is at least $40 on or before October 1, 2008 and at least $45 on or before October 1, 2009, for the fourth, (e) the later of (i) the first date on which the FMV of the stock is at least $30 and (ii) October 1, 2006, but only if the FMV is at least $30 on or before October 1, 2007, for the fifth, (f) the later of (i) the first date on which the FMV of the stock is at least $35 and (ii) October 1, 2006, but only if the FMV is at least $35 on or before October 1, 2007, for the sixth, (g) the later of (i) the first date on which the FMV of the stock is at least $40 and (ii) October 1, 2006, but only if the FMV is at least $40 on or before October 1, 2008, for the seventh, (h) the later of (i) the first date on which the FMV of the stock is at least $45 and (ii) October 1, 2006, but only if (x) the FMV is at least $45 on or before October 1, 2008 or (y) the FMV is at least $40 on or before October 1, 2008 and at least $45 on or before October 1, 2009, for the eighth, (i) the later of (i) the first date on which the FMV of the stock is at least $30 and (ii) October 1, 2007, but only if the FMV is at least $30 on or before October 1, 2007, for the ninth, (j) the later of (i) the first date on which the FMV of the stock is at least $35 and (ii) October 1, 2007, but only if the FMV is at least $35 on or before October 1, 2007, for the tenth, (k) the later of (i) the first date on which the FMV of the stock is at least $40 and (ii) October 1, 2007, but only if the FMV is at least $40 on or before October 1, 2008, for the eleventh and (l) the later of (i) the first date on which the FMV of the stock is at least $45 and (ii) October 1, 2007, but only if (x) the FMV is at least $45 on or before October 1, 2008 or (y) the FMV is at least $40 on or before October 1, 2008 and at least $45 on or before October 1, 2009, for the twelfth.

 

 

 -----END PRIVACY-ENHANCED MESSAGE-----