0000002488-21-000189.txt : 20211112 0000002488-21-000189.hdr.sgml : 20211112 20211112162122 ACCESSION NUMBER: 0000002488-21-000189 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211109 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Su Lisa T CENTRAL INDEX KEY: 0001405109 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07882 FILM NUMBER: 211403882 MAIL ADDRESS: STREET 1: C/O ADVANCED MICRO DEVICES, INC. STREET 2: 2485 AUGUSTINE DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED MICRO DEVICES INC CENTRAL INDEX KEY: 0000002488 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 941692300 STATE OF INCORPORATION: DE FISCAL YEAR END: 1225 BUSINESS ADDRESS: STREET 1: 2485 AUGUSTINE DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: (408) 749-4000 MAIL ADDRESS: STREET 1: 2485 AUGUSTINE DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 wf-form4_163675205812417.xml FORM 4 X0306 4 2021-11-09 0 0000002488 ADVANCED MICRO DEVICES INC AMD 0001405109 Su Lisa T 2485 AUGUSTINE DRIVE SANTA CLARA CA 95054 1 1 0 0 President & CEO Common Stock 2021-11-09 4 M 0 125000 2.92 A 2283150 D Common Stock 2021-11-09 4 S 0 2708 144.95 D 2280442 D Common Stock 2021-11-09 4 S 0 4420 145.81 D 2276022 D Common Stock 2021-11-09 4 S 0 12862 147.03 D 2263160 D Common Stock 2021-11-09 4 S 0 28946 148.01 D 2234214 D Common Stock 2021-11-09 4 S 0 59419 148.81 D 2174795 D Common Stock 2021-11-09 4 S 0 3800 149.77 D 2170995 D Common Stock 2021-11-09 4 S 0 2800 150.86 D 2168195 D Common Stock 2021-11-09 4 S 0 4502 152.08 D 2163693 D Common Stock 2021-11-09 4 S 0 2643 152.90 D 2161050 D Common Stock 2021-11-09 4 S 0 1900 154.24 D 2159150 D Common Stock 2021-11-09 4 S 0 1000 155.08 D 2158150 D Common Stock 133453 I By Grantor Retained Annuity Trust Common Stock 200000 I By Grantor Retained Annuity Trust 2021A Common Stock 200000 I By Grantor Retained Annuity Trust 2021B Common Stock 200000 I By Grantor Retained Annuity Trust 2021C Stock Option Grant 2.92 2021-11-09 4 M 0 125000 0 D 2022-12-26 Common Stock 125000.0 878457 D The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020. Includes: (i) an annuity distribution on November 5, 2021 of 66,547 shares of the Issuer's Common Stock from the Reporting Person's Grantor Retained Annuity Trust (GRAT), dated May 18, 2020, to the Reporting Person; and (ii) the contribution of 600,000 shares of the Issuer's Common Stock to the creation of three GRATs for the Reporting Person, as described in footnotes 15 and 16 below. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020. Transaction executed in multiple trades at prices ranging from $144.40 to $145.37 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Transaction executed in multiple trades at prices ranging from $145.44 to $146.42 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Transaction executed in multiple trades at prices ranging from $146.44 to $147.43 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Transaction executed in multiple trades at prices ranging from $147.44 to $148.43 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Transaction executed in multiple trades at prices ranging from $148.45 to $149.44 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Transaction executed in multiple trades at prices ranging from $149.46 to $150.36 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Transaction executed in multiple trades at prices ranging from $150.46 to $151.41 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Transaction executed in multiple trades at prices ranging from $151.52 to $152.51 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Transaction executed in multiple trades at prices ranging from $152.53 to $153.49 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Transaction executed in multiple trades at prices ranging from $153.54 to $154.53 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Transaction executed in multiple trades at prices ranging from $154.60 to $155.54 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. On November 5, 2021, 66,547 shares were distributed to the Reporting Person as an annuity. On November 5, 2021, the Reporting Person contributed 200,000 shares of the Issuer's Common Stock to a GRAT for which the Reporting Person serves as a trustee and sole annuitant. This option vested 33 1/3% on December 26, 2016 and 8 1/3% per quarter over the subsequent eight quarters. /s/Linda Lam by Power of Attorney for Lisa T. Su 2021-11-11