0000002488-21-000189.txt : 20211112
0000002488-21-000189.hdr.sgml : 20211112
20211112162122
ACCESSION NUMBER: 0000002488-21-000189
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211109
FILED AS OF DATE: 20211112
DATE AS OF CHANGE: 20211112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Su Lisa T
CENTRAL INDEX KEY: 0001405109
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07882
FILM NUMBER: 211403882
MAIL ADDRESS:
STREET 1: C/O ADVANCED MICRO DEVICES, INC.
STREET 2: 2485 AUGUSTINE DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVANCED MICRO DEVICES INC
CENTRAL INDEX KEY: 0000002488
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 941692300
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1225
BUSINESS ADDRESS:
STREET 1: 2485 AUGUSTINE DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: (408) 749-4000
MAIL ADDRESS:
STREET 1: 2485 AUGUSTINE DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
4
1
wf-form4_163675205812417.xml
FORM 4
X0306
4
2021-11-09
0
0000002488
ADVANCED MICRO DEVICES INC
AMD
0001405109
Su Lisa T
2485 AUGUSTINE DRIVE
SANTA CLARA
CA
95054
1
1
0
0
President & CEO
Common Stock
2021-11-09
4
M
0
125000
2.92
A
2283150
D
Common Stock
2021-11-09
4
S
0
2708
144.95
D
2280442
D
Common Stock
2021-11-09
4
S
0
4420
145.81
D
2276022
D
Common Stock
2021-11-09
4
S
0
12862
147.03
D
2263160
D
Common Stock
2021-11-09
4
S
0
28946
148.01
D
2234214
D
Common Stock
2021-11-09
4
S
0
59419
148.81
D
2174795
D
Common Stock
2021-11-09
4
S
0
3800
149.77
D
2170995
D
Common Stock
2021-11-09
4
S
0
2800
150.86
D
2168195
D
Common Stock
2021-11-09
4
S
0
4502
152.08
D
2163693
D
Common Stock
2021-11-09
4
S
0
2643
152.90
D
2161050
D
Common Stock
2021-11-09
4
S
0
1900
154.24
D
2159150
D
Common Stock
2021-11-09
4
S
0
1000
155.08
D
2158150
D
Common Stock
133453
I
By Grantor Retained Annuity Trust
Common Stock
200000
I
By Grantor Retained Annuity Trust 2021A
Common Stock
200000
I
By Grantor Retained Annuity Trust 2021B
Common Stock
200000
I
By Grantor Retained Annuity Trust 2021C
Stock Option Grant
2.92
2021-11-09
4
M
0
125000
0
D
2022-12-26
Common Stock
125000.0
878457
D
The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020.
Includes: (i) an annuity distribution on November 5, 2021 of 66,547 shares of the Issuer's Common Stock from the Reporting Person's Grantor Retained Annuity Trust (GRAT), dated May 18, 2020, to the Reporting Person; and (ii) the contribution of 600,000 shares of the Issuer's Common Stock to the creation of three GRATs for the Reporting Person, as described in footnotes 15 and 16 below.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020.
Transaction executed in multiple trades at prices ranging from $144.40 to $145.37 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $145.44 to $146.42 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $146.44 to $147.43 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $147.44 to $148.43 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $148.45 to $149.44 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $149.46 to $150.36 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $150.46 to $151.41 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $151.52 to $152.51 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $152.53 to $153.49 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $153.54 to $154.53 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $154.60 to $155.54 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
On November 5, 2021, 66,547 shares were distributed to the Reporting Person as an annuity.
On November 5, 2021, the Reporting Person contributed 200,000 shares of the Issuer's Common Stock to a GRAT for which the Reporting Person serves as a trustee and sole annuitant.
This option vested 33 1/3% on December 26, 2016 and 8 1/3% per quarter over the subsequent eight quarters.
/s/Linda Lam by Power of Attorney for Lisa T. Su
2021-11-11