0000002488-18-000158.txt : 20180817 0000002488-18-000158.hdr.sgml : 20180817 20180817163738 ACCESSION NUMBER: 0000002488-18-000158 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180815 FILED AS OF DATE: 20180817 DATE AS OF CHANGE: 20180817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Papermaster Mark D CENTRAL INDEX KEY: 0001449649 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07882 FILM NUMBER: 181026180 MAIL ADDRESS: STREET 1: ONE AMD PLACE CITY: SUNNYVALE STATE: CA ZIP: 94088 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED MICRO DEVICES INC CENTRAL INDEX KEY: 0000002488 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 941692300 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 2485 AUGUSTINE DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: (408) 749-4000 MAIL ADDRESS: STREET 1: 2485 AUGUSTINE DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 wf-form4_153453824287101.xml FORM 4 X0306 4 2018-08-15 0 0000002488 ADVANCED MICRO DEVICES INC AMD 0001449649 Papermaster Mark D 2485 AUGUSTINE DRIVE SANTA CLARA CA 95054 0 1 0 0 Chief Technology Officer & SVP Common Stock 2018-08-15 4 M 0 515103 0 A 1599708 D Common Stock 2018-08-15 4 M 0 74452 5.87 A 1674160 D Common Stock 2018-08-15 4 S 0 74452 19.86 D 1599708 D Common Stock 2018-08-16 4 S 0 237510 19.51 D 1362198 D Stock Option Grant 5.87 2018-08-15 4 M 0 74452 0 D 2019-06-15 Common Stock 74452.0 0 D Performance Stock Units 0.0 2018-08-15 4 M 0 515103 0 D Common Stock 515103.0 0 D The stock option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2017. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2017. Transaction executed in multiple trades at prices ranging from $19.64 to $20.08 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the Reporting Person's Performance-based Restricted Stock Unit ("PRSU") vesting. The reported price in Column 4 is a weighted average sale price applied to the transaction by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $19.25 to $19.84 per share, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. These options vested 33 1/3% on June 15, 2013 and then 8 1/3% per quarter over the next eight following quarters. The number of PRSUs that may be earned is based on a three-year compound annual growth rate milestone related to AMD's closing stock price that may be attained within the three-year performance period that began on August 15, 2015 and ends on August 15, 2018 (the "Performance Period"), with the potential payout levels of PRSUs at 50%, 100%, 200% and 250% of the target number of PRSUs granted, provided however, no more than 50% of the PRSU Award shall vest on the first anniversary of the grant date and 50% shall vest at the end of the Performance Period, to the extent earned. The reported number of securities represents the remaining 50% of the earned number of shares that vested at the end of the Performance Period. /s/ Linda Lam by Power-of-attorney for Mark Papermaster 2018-08-17