-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TWawmx9pzlFzjnSHyG8HUnWbNd2Gd7WX0jT9rbRFq1mqYRQjGHGrUXPpXYzveJQe ZaUi22sCWZDBSacUJ4gkBw== 0001208669-10-000004.txt : 20100827 0001208669-10-000004.hdr.sgml : 20100827 20100827111046 ACCESSION NUMBER: 0001208669-10-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100826 FILED AS OF DATE: 20100827 DATE AS OF CHANGE: 20100827 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORNING INC /NY CENTRAL INDEX KEY: 0000024741 STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357] IRS NUMBER: 160393470 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 BUSINESS PHONE: 6079749000 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 FORMER COMPANY: FORMER CONFORMED NAME: CORNING GLASS WORKS DATE OF NAME CHANGE: 19890512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOUGHTON JAMES R CENTRAL INDEX KEY: 0001208669 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03247 FILM NUMBER: 101042434 MAIL ADDRESS: STREET 1: 80 E. MARKET ST. STREET 2: SUITE 300 CITY: CORNING STATE: NY ZIP: 14830 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-08-26 0 0000024741 CORNING INC /NY GLW 0001208669 HOUGHTON JAMES R 80 E. MARKET ST. SUITE 300 CORNING NY 14830 0 0 0 1 Retired Director Common Stock 2010-08-26 4 M 0 150000 6.78 A 200075 D Common Stock 2010-08-26 4 S 0 150000 15.7919 D 50075 D Common Stock 9782 I by wife Common Stock 3813 I by GRAT Common Stock 73360 I by GRAT Common Stock 41128 I by GRAT Common Stock 55100 I by GRAT Stock Option (right to buy) 6.78 2010-08-26 4 M 0 150000 0 D 2012-04-30 Common Stock 150000 875000 D Respective amounts reported as beneficially owned directly by the reporting person and indirectly by the GRAT reflect a previously unreported transfer of 23,914 shares from the GRAT to the reporting person on 5/20/2010. Respective amounts reported as beneficially owned directly by the reporting person and indirectly by the GRAT reflect a previously unreported transfer of 55,100 shares from the reporting person to the GRAT on 8/5/2010. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 15.77 to 15.81, inclusive. The reporting person undertakes to provide Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth previously in this footnote. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. The options vested in three equal installments on 5/1/2003, 5/1/2004, and 5/1/2005. John R. Alexander, as Attorney-in-Fact, pursuant to Power of Attorney dated July 12, 2005. 2010-08-27 -----END PRIVACY-ENHANCED MESSAGE-----