-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fabv+tO9I3VLHd60pcOVM0TKLo4guYkufpuDAQ2MKzxrHIiQvbMPHdl2m7JdJWmV QiIuUk/PauvO2QcTV69SNw== 0001208669-09-000001.txt : 20090206 0001208669-09-000001.hdr.sgml : 20090206 20090206161901 ACCESSION NUMBER: 0001208669-09-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090204 FILED AS OF DATE: 20090206 DATE AS OF CHANGE: 20090206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORNING INC /NY CENTRAL INDEX KEY: 0000024741 STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357] IRS NUMBER: 160393470 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 BUSINESS PHONE: 6079749000 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 FORMER COMPANY: FORMER CONFORMED NAME: CORNING GLASS WORKS DATE OF NAME CHANGE: 19890512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOUGHTON JAMES R CENTRAL INDEX KEY: 0001208669 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03247 FILM NUMBER: 09577489 BUSINESS ADDRESS: STREET 1: 80 EAST MARKET ST STREET 2: SUITE 300 CITY: CORNING STATE: NY ZIP: 14830 BUSINESS PHONE: 6079626876 MAIL ADDRESS: STREET 1: 80 E. MARKET ST. STREET 2: SUITE 300 CITY: CORNING STATE: NY ZIP: 14830 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-02-04 0 0000024741 CORNING INC /NY GLW 0001208669 HOUGHTON JAMES R 80 E. MARKET ST. SUITE 300 CORNING NY 14830 1 0 0 0 Common Stock 2009-02-04 4 A 0 6977 0 A 164130 D Common Stock 9782 I by wife Common Stock 20775 I by GRAT Common Stock 36900 I by GRAT Stock Option (right to buy) 10.75 2009-02-04 4 A 0 4430 0 A 2019-02-03 Common Stock 4430 4430 D Amount reported as beneficially owned includes 44,267 shares transferred from the James R. Houghton Grantor Retained Annuity Trust IV. The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. The options vest ratably over three years beginning one year from the grant date. John R. Alexander, as Attorney-in-Fact, pursuant to a Power of Attorney dated July 12, 2005. 2009-02-06 -----END PRIVACY-ENHANCED MESSAGE-----