-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QaSV69KtshvxM9Rf/vesR/68uIMVLjHCGCOizHfVn4ZshZn0fE08N3EDPmNpXifN ND2BNrXTjIhWk3Fa7HD3Xw== 0001208669-07-000002.txt : 20070213 0001208669-07-000002.hdr.sgml : 20070213 20070212172001 ACCESSION NUMBER: 0001208669-07-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070212 FILED AS OF DATE: 20070212 DATE AS OF CHANGE: 20070212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORNING INC /NY CENTRAL INDEX KEY: 0000024741 STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357] IRS NUMBER: 160393470 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 BUSINESS PHONE: 6079749000 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 FORMER COMPANY: FORMER CONFORMED NAME: CORNING GLASS WORKS DATE OF NAME CHANGE: 19890512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOUGHTON JAMES R CENTRAL INDEX KEY: 0001208669 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03247 FILM NUMBER: 07604387 BUSINESS ADDRESS: STREET 1: 80 EAST MARKET ST STREET 2: SUITE 300 CITY: CORNING STATE: NY ZIP: 14830 BUSINESS PHONE: 6079626876 MAIL ADDRESS: STREET 1: 80 E. MARKET ST. STREET 2: SUITE 300 CITY: CORNING STATE: NY ZIP: 14830 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-02-12 0 0000024741 CORNING INC /NY GLW 0001208669 HOUGHTON JAMES R 80 E. MARKET ST. SUITE 300 CORNING NY 14830 1 0 0 0 Common Stock 2007-02-12 4 M 0 200000 3.8 A 321912 D Common Stock 2007-02-12 4 S 0 200000 21.6695 D 121912 D Common Stock 1608 I by GRAT Common Stock 9782 I by wife Stock Option (right to buy) 3.8 2007-02-12 4 M 0 200000 21.6695 D 2013-01-02 Common Stock 200000 250000 D Respective amounts reported as beneficially owned directly by the reporting person and indirectly by the GRAT reflect a previously unreported transfer of 6,150 shares from the GRAT to the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. The options vested in three equal annual installments on January 3, 2004, January 3, 2005 and January 3, 2006. John R. Alexander, as Attorney-in-Fact pursuant to Power of Attorney dated July 12, 2005 2007-02-12 -----END PRIVACY-ENHANCED MESSAGE-----