0001127602-24-013083.txt : 20240417 0001127602-24-013083.hdr.sgml : 20240417 20240417154540 ACCESSION NUMBER: 0001127602-24-013083 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240415 FILED AS OF DATE: 20240417 DATE AS OF CHANGE: 20240417 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nelson Avery H III CENTRAL INDEX KEY: 0001824828 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03247 FILM NUMBER: 24850777 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORNING INC /NY CENTRAL INDEX KEY: 0000024741 STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 160393470 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 BUSINESS PHONE: 6079749000 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 FORMER COMPANY: FORMER CONFORMED NAME: CORNING GLASS WORKS DATE OF NAME CHANGE: 19890512 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2024-04-15 0000024741 CORNING INC /NY GLW 0001824828 Nelson Avery H III ONE RIVERFRONT PLAZA CORNING NY 14831 1 SVP&GM Auto., Solar & Life Sc, 0 Common Stock 2024-04-15 4 M 0 9110 0 A 54760 D Common Stock 2024-04-15 4 M 0 13067 0 A 67827 D Common Stock 2024-04-15 4 F 0 9194 31.29 D 58633 D Common Stock 3700.6665 I Trustee u/Employee Benefit Plan Restricted Stock Unit Common Stock 9902 9902 D Restricted Stock Unit Common Stock 1441 1441 D Performance Share Unit Common Stock 6547 6547 D Performance Share Unit Common Stock 4590 4590 D Restricted Stock Unit Common Stock 13777 13777 D Restricted Stock Unit Common Stock 22498 22498 D Restricted Stock Unit Common Stock 17838 17838 D Restricted Stock Unit 2024-04-15 4 M 0 9110 0 D Common Stock 9110 0 D Performance Share Unit 2024-04-15 4 M 0 13067 0 D Common Stock 13067 0 D Ownership is represented by units held in a unitized stock fund through the issuer's 401(k) retirement plan as of March 28, 2024. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock. The restricted stock units (RSUs) granted on February 8, 2023 will vest 1/3 after 1 year from the grant date and 1/6 every 6 months thereafter until fully vested on the third anniversary of the grant date. The restricted stock units (RSUs) granted on February 8, 2023 will vest 2/3 after 1 year and 1/3 after 18 months from the grant date. Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement. Earned PSUs remain restricted until April 15, 2026, when they vest and convert to common stock, subject to service-based vesting requirement. The restricted stock units (RSUs) vest 100% on April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date. The restricted stock units (RSUs) vest 100% on April 15, 2027. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date. The restricted stock units (RSUs) vest 100% on April 15, 2026. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date. The restricted stock units (RSUs) vested 100% on April 15, 2024. The performance share units (PSUs) vested 100% on April 15, 2024. Linda E. Jolly, Power of Attorney 2024-04-17