0001127602-23-015893.txt : 20230517 0001127602-23-015893.hdr.sgml : 20230517 20230517160516 ACCESSION NUMBER: 0001127602-23-015893 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230515 FILED AS OF DATE: 20230517 DATE AS OF CHANGE: 20230517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bell Michael Alan CENTRAL INDEX KEY: 0001826462 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03247 FILM NUMBER: 23931629 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORNING INC /NY CENTRAL INDEX KEY: 0000024741 STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357] IRS NUMBER: 160393470 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 BUSINESS PHONE: 6079749000 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 FORMER COMPANY: FORMER CONFORMED NAME: CORNING GLASS WORKS DATE OF NAME CHANGE: 19890512 4 1 form4.xml PRIMARY DOCUMENT X0407 4 2023-05-15 0000024741 CORNING INC /NY GLW 0001826462 Bell Michael Alan ONE RIVERFRONT PLAZA CORNING NY 14831 1 Senior VP & GM, Optical Comm. 0 Common Stock 2023-05-15 4 M 0 4275 0 A 34804 D Common Stock 2023-05-15 4 M 0 617 0 A 35421 D Common Stock 2023-05-15 4 F 0 2175 31.20 D 33246 D Common Stock 694.7191 I Trustee u/Employee Benefit Plan Restricted Stock Unit Common Stock 14853 14853 D Restricted Stock Unit Common Stock 4321 4321 D Restricted Stock Unit Common Stock 9014 9014 D Restricted Stock Unit Common Stock 13700 13700 D Restricted Stock Unit Common Stock 15021 15021 D Restricted Stock Unit 2023-05-15 4 M 0 4275 0 D Common Stock 4275 0 D Restricted Stock Unit 2023-05-15 4 M 0 617 0 D Common Stock 617 0 D Ownership is represented by units held in a unitized stock fund through the issuer's 401(k) retirement plan as of April 28, 2023. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock. The restricted stock units (RSUs) vest 1/3 after 1 year from grant date and 1/6 every 6 months thereafter until fully vested on the third anniversary of the grant date. The restricted stock units (RSUs) vest 2/3 after 1 year and 1/3 after 18 months from the grant date. The restricted stock units (RSUs) vest 100% on April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date. The restricted stock units (RSUs) vest 100% on April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date. The restricted stock units (RSUs) vest 100% on April 15, 2026. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date. The restricted stock units vested on May 15, 2023 pursuant to the 2020 agreement. Linda E. Jolly, Power of Attorney 2023-05-17