0001127602-23-013113.txt : 20230418 0001127602-23-013113.hdr.sgml : 20230418 20230418161427 ACCESSION NUMBER: 0001127602-23-013113 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230414 FILED AS OF DATE: 20230418 DATE AS OF CHANGE: 20230418 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEVERSON LEWIS A CENTRAL INDEX KEY: 0001508144 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03247 FILM NUMBER: 23826997 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORNING INC /NY CENTRAL INDEX KEY: 0000024741 STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357] IRS NUMBER: 160393470 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 BUSINESS PHONE: 6079749000 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 FORMER COMPANY: FORMER CONFORMED NAME: CORNING GLASS WORKS DATE OF NAME CHANGE: 19890512 4 1 form4.xml PRIMARY DOCUMENT X0407 4 2023-04-14 0000024741 CORNING INC /NY GLW 0001508144 STEVERSON LEWIS A ONE RIVERFRONT PLAZA CORNING NY 14831 1 EVP and CLAO 0 Common Stock 2023-04-14 4 M 0 79967 0 A 79967 D Common Stock 2023-04-14 4 M 0 35689 0 A 115656 D Common Stock 2023-04-14 4 F 0 56327 34.78 D 59329 D Restricted Stock Unit Common Stock 2909 2909 D Performance Share Unit Common Stock 22876 22876 D Performance Share Unit Common Stock 6667 6667 D Restricted Stock Unit Common Stock 22430 22430 D Restricted Stock Unit Common Stock 29955 29955 D Restricted Stock Unit Common Stock 32618 32618 D Restricted Stock Unit Common Stock 9966 9966 D Restricted Stock Unit Common Stock 1116 1116 D Performance Share Unit 2023-04-14 4 M 0 79967 0 D Common Stock 79967 0 D Restricted Stock Unit 2023-04-14 4 M 0 35689 0 D Common Stock 35689 0 D Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock. The restricted stock units (RSUs) vest 2/3 after 1 year and 1/3 after 18 months from the grant date. Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock. Earned performance share units (PSUs) remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement. Earned performance share units (PSUs) remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement. The restricted stock units (RSUs) vest 100% on April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date. The restricted stock units (RSUs) vest 100% on April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date. The restricted stock units (RSUs) vest 100% on April 15, 2026. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date. The restricted stock units will vest on May 15, 2023. Events such as retirement, death, disability, and others specified in the May 2020 agreement may result in vesting prior to the vesting date. The performance share units vested 100% on April 14, 2023. The restricted stock units vested 100% on April 14, 2023. Linda E. Jolly, Power of Attorney 2023-04-18