0001127602-23-013098.txt : 20230418 0001127602-23-013098.hdr.sgml : 20230418 20230418160555 ACCESSION NUMBER: 0001127602-23-013098 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230414 FILED AS OF DATE: 20230418 DATE AS OF CHANGE: 20230418 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bell Michael Alan CENTRAL INDEX KEY: 0001826462 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03247 FILM NUMBER: 23826864 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORNING INC /NY CENTRAL INDEX KEY: 0000024741 STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357] IRS NUMBER: 160393470 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 BUSINESS PHONE: 6079749000 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 FORMER COMPANY: FORMER CONFORMED NAME: CORNING GLASS WORKS DATE OF NAME CHANGE: 19890512 4 1 form4.xml PRIMARY DOCUMENT X0407 4 2023-04-14 0000024741 CORNING INC /NY GLW 0001826462 Bell Michael Alan ONE RIVERFRONT PLAZA CORNING NY 14831 1 Senior VP & GM, Optical Comm. 0 Common Stock 2023-04-14 4 M 0 34724 0 A 34724 D Common Stock 2023-04-14 4 M 0 12681 0 A 47405 D Common Stock 2023-04-14 4 M 0 2676 0 A 50081 D Common Stock 2023-04-14 4 F 0 19552 34.78 D 30529 D Common Stock 694.721 I Trustee u/Employee Benefit Plan Restricted Stock Unit Common Stock 14853 14853 D Restricted Stock Unit Common Stock 4321 4321 D Performance Share Unit Common Stock 9312 9312 D Performance Share Unit Common Stock 3081 3081 D Restricted Stock Unit Common Stock 9014 9014 D Restricted Stock Unit Common Stock 13700 13700 D Restricted Stock Unit Common Stock 15021 15021 D Restricted Stock Unit Common Stock 4275 4275 D Restricted Stock Unit Common Stock 617 617 D Performance Share Unit 2023-04-14 4 M 0 34724 0 D Common Stock 34724 0 D Restricted Stock Unit 2023-04-14 4 M 0 12681 0 D Common Stock 12681 0 D Restricted Stock Unit 2023-04-14 4 M 0 2676 0 D Common Stock 2676 0 D Ownership is represented by units held in a unitized stock fund through the issuer's 401(k) retirement plan as of March 31, 2023. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock. The restricted stock units (RSUs) vest 1/3 after 1 year from grant date and 1/6 every 6 months thereafter until fully vested on the third anniversary of the grant date. The restricted stock units (RSUs) vest 2/3 after 1 year and 1/3 after 18 months from the grant date. Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock. Earned performance share units (PSUs) remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement. Earned performance share units (PSUs) remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement. The restricted stock units (RSUs) vest 100% on April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date. The restricted stock units (RSUs) vest 100% on April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date. The restricted stock units (RSUs) vest 100% on April 15, 2026. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date. The restricted stock units will vest on May 15, 2023. Events such as retirement, death, disability, and others specified in the May 2020 agreement may result in vesting prior to the vesting date. The performance share units vested 100% on April 14, 2023. The restricted stock units vested 100% on April 14, 2023. Linda E. Jolly, Power of Attorney 2023-04-18