0001127602-23-013096.txt : 20230418 0001127602-23-013096.hdr.sgml : 20230418 20230418160508 ACCESSION NUMBER: 0001127602-23-013096 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230414 FILED AS OF DATE: 20230418 DATE AS OF CHANGE: 20230418 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Becker Stefan CENTRAL INDEX KEY: 0001825967 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03247 FILM NUMBER: 23826843 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORNING INC /NY CENTRAL INDEX KEY: 0000024741 STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357] IRS NUMBER: 160393470 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 BUSINESS PHONE: 6079749000 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 FORMER COMPANY: FORMER CONFORMED NAME: CORNING GLASS WORKS DATE OF NAME CHANGE: 19890512 4 1 form4.xml PRIMARY DOCUMENT X0407 4 2023-04-14 0000024741 CORNING INC /NY GLW 0001825967 Becker Stefan ONE RIVERFRONT PLAZA CORNING NY 14831 1 Senior VP & Controller 0 Common Stock 2023-04-14 4 M 0 20982 0 A 31001 D Common Stock 2023-04-14 4 M 0 9419 0 A 40420 D Common Stock 2023-04-14 4 F 0 13223 34.78 D 27197 D Restricted Stock Unit Common Stock 12657 12657 D Restricted Stock Unit Common Stock 3945 3945 D Performance Share Unit Common Stock 6187 6187 D Performance Share Unit Common Stock 2911 2911 D Restricted Stock Unit Common Stock 6138 6138 D Restricted Stock Unit Common Stock 13201 13201 D Restricted Stock Unit Common Stock 13734 13734 D Restricted Stock Unit Common Stock 3574 3574 D Restricted Stock Unit Common Stock 563 563 D Performance Share Unit 2023-04-14 4 M 0 20982 0 D Common Stock 20982 0 D Restricted Stock Unit 2023-04-14 4 M 0 9419 0 D Common Stock 9419 0 D Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock. The restricted stock units (RSUs) vest 1/3 after 1 year from grant date and 1/6 every 6 months thereafter until fully vested on the third anniversary of the grant date. The restricted stock units (RSUs) vest 2/3 after 1 year and 1/3 after 18 months from the grant date. Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock. Earned performance share units (PSUs) remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement. Earned performance share units (PSUs) remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement. The restricted stock units (RSUs) vest 100% on April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date. The restricted stock units (RSUs) vest 100% on April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date. The restricted stock units (RSUs) vest 100% on April 15, 2026. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date. The restricted stock units will vest on May 15, 2023. Events such as retirement, death, disability, and others specified in the May 2020 agreement may result in vesting prior to the vesting date. The performance share units vested 100% on April 14, 2023. The restricted stock units vested 100% on April 14, 2023. Linda E. Jolly, Power of Attorney 2023-04-18