0001127602-23-012568.txt : 20230405 0001127602-23-012568.hdr.sgml : 20230405 20230405161725 ACCESSION NUMBER: 0001127602-23-012568 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230403 FILED AS OF DATE: 20230405 DATE AS OF CHANGE: 20230405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nelson Avery H III CENTRAL INDEX KEY: 0001824828 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03247 FILM NUMBER: 23802764 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORNING INC /NY CENTRAL INDEX KEY: 0000024741 STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357] IRS NUMBER: 160393470 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 BUSINESS PHONE: 6079749000 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 FORMER COMPANY: FORMER CONFORMED NAME: CORNING GLASS WORKS DATE OF NAME CHANGE: 19890512 4 1 form4.xml PRIMARY DOCUMENT X0407 4 2023-04-03 0000024741 CORNING INC /NY GLW 0001824828 Nelson Avery H III ONE RIVERFRONT PLAZA CORNING NY 14831 1 Sr VP & GM, Automotive & Solar 0 Common Stock 11744 D Common Stock 3576.2925 I Trustee u/Employee Benefit Plan Restricted Stock Unit Common Stock 14853 14853 D Restricted Stock Unit Common Stock 4321 4321 D Restricted Stock Unit Common Stock 13344 13344 D Restricted Stock Unit Common Stock 9548 9548 D Restricted Stock Unit Common Stock 14439 14439 D Restricted Stock Unit Common Stock 2765 2765 D Restricted Stock Unit Common Stock 4071 4071 D Restricted Stock Unit Common Stock 588 588 D Restricted Stock Unit 2023-04-03 4 A 0 18884 0 A Common Stock 18884 18884 D Ownership is represented by units held in a unitized stock fund through the issuer's 401(k) retirement plan as of March 31, 2023. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock. The restricted stock units (RSUs) vest 1/3 after 1 year from grant date and 1/6 every 6 months thereafter until fully vested on the third anniversary of the grant date. The restricted stock units (RSUs) vest 2/3 after 1 year and 1/3 after 18 months from the grant date. The restricted stock units (RSUs) vest 100% on April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date. The restricted stock units (RSUs) vest 100% on April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date. The restricted stock units (RSUs) vest 100% on April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date. The restricted stock units will vest on May 15, 2023. Events such as retirement, death, disability, and others specified in the May 2020 agreement may result in vesting prior to the vesting date. The restricted stock units (RSUs) vest 100% on April 15, 2026. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date. Linda E. Jolly, Power of Attorney 2023-04-05