0001127602-22-003383.txt : 20220204 0001127602-22-003383.hdr.sgml : 20220204 20220204162408 ACCESSION NUMBER: 0001127602-22-003383 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220202 FILED AS OF DATE: 20220204 DATE AS OF CHANGE: 20220204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zhang John Z CENTRAL INDEX KEY: 0001825618 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03247 FILM NUMBER: 22593801 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORNING INC /NY CENTRAL INDEX KEY: 0000024741 STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357] IRS NUMBER: 160393470 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 BUSINESS PHONE: 6079749000 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 FORMER COMPANY: FORMER CONFORMED NAME: CORNING GLASS WORKS DATE OF NAME CHANGE: 19890512 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-02-02 0000024741 CORNING INC /NY GLW 0001825618 Zhang John Z ONE RIVERFRONT PLAZA CORNING NY 14831 1 Senior VP & GM, Display Common Stock 2022-02-04 4 M 0 13320 27.03 A 17975 D Common Stock 2022-02-04 4 S 0 13320 42.0115 D 4655 D Performance Share Unit 2022-02-02 4 A 0 13599 0 A Common Stock 13599 27664 D Performance Share Unit 2022-02-02 4 A 0 7518 0 A Common Stock 7518 7518 D Stock Options (Right to Buy) 27.03 2022-02-04 4 M 0 13320 0 D 2021-04-02 2028-04-02 Common Stock 13320 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.01 to $42.02, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Each Performance Share Unit represents a contingent right to receive one share of GLW common stock. Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement. Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2021 agreement. Earned units remain restricted until April 15, 2024, when they vest and convert to GLW common stock, subject to service-based vesting requirement. Linda E. Jolly, Power of Attorney 2022-02-04