0001127602-22-003365.txt : 20220204 0001127602-22-003365.hdr.sgml : 20220204 20220204161451 ACCESSION NUMBER: 0001127602-22-003365 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220202 FILED AS OF DATE: 20220204 DATE AS OF CHANGE: 20220204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morse David L CENTRAL INDEX KEY: 0001547488 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03247 FILM NUMBER: 22593667 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORNING INC /NY CENTRAL INDEX KEY: 0000024741 STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357] IRS NUMBER: 160393470 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 BUSINESS PHONE: 6079749000 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 FORMER COMPANY: FORMER CONFORMED NAME: CORNING GLASS WORKS DATE OF NAME CHANGE: 19890512 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-02-02 0000024741 CORNING INC /NY GLW 0001547488 Morse David L ONE RIVERFRONT PLAZA CORNING NY 14831 1 Exec. VP & Chief Tech. Officer Common Stock 2022-02-02 4 M 0 1052 A 1052 D Common Stock 2022-02-02 4 M 0 467 A 1519 D Common Stock 2022-02-02 4 F 0 1519 42.74 D 0 D Common Stock 10 I Held by Spouse Common Stock 55800 I By Morse Family Trust Performance Share Unit 2022-02-02 4 A 0 29671 0 A Common Stock 29671 59304 D Performance Share Unit 2022-02-02 4 A 0 13158 0 A Common Stock 13158 13158 D Performance Share Unit 2022-02-02 4 M 0 1052 D Common Stock 1052 58252 D Performance Share Unit 2022-02-02 4 M 0 467 D Common Stock 467 12691 D Performance Share Unit Common Stock 19618 19618 D Each Performance Share Unit represents a contingent right to receive one share of GLW common stock. The reporting person disclaims beneficial ownership of all securities held by spouse. The reporting person is trustee and beneficiary of the trust. Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement. Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2021 agreement. Earned units remain restricted until April 15, 2024, when they vest and convert to GLW common stock, subject to service-based vesting requirement. Vesting to satisfy tax requirement pursuant to the 2020 agreement. Vesting to satisfy tax requirement pursuant to the 2021 agreement. Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the 2020 agreement. Earned units remain restricted until vesting. The earned units will vest ratably over 3 years from the grant date and convert to GLW common stock, subject to service-based vesting requirement. Linda E. Jolly, Power of Attorney 2022-02-04