0001127602-21-024861.txt : 20210903 0001127602-21-024861.hdr.sgml : 20210903 20210903160405 ACCESSION NUMBER: 0001127602-21-024861 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210901 FILED AS OF DATE: 20210903 DATE AS OF CHANGE: 20210903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clappin James P CENTRAL INDEX KEY: 0001606367 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03247 FILM NUMBER: 211236459 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORNING INC /NY CENTRAL INDEX KEY: 0000024741 STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357] IRS NUMBER: 160393470 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 BUSINESS PHONE: 6079749000 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 FORMER COMPANY: FORMER CONFORMED NAME: CORNING GLASS WORKS DATE OF NAME CHANGE: 19890512 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-09-01 0000024741 CORNING INC /NY GLW 0001606367 Clappin James P ONE RIVERFRONT PLAZA CORNING NY 14831 1 Retired Vice Chair &Strat. Adv Common Stock 2021-09-01 4 M 0 13702 27.00 A 98766.24 D Common Stock 2021-09-01 4 S 0 13702 39.8784 D 85064.24 D Common Stock 2021-09-02 4 M 0 21302 27.00 A 106366.24 D Common Stock 2021-09-02 4 M 0 39127 27.03 A 145493.24 D Common Stock 2021-09-02 4 M 0 6640 19.65 A 152133.24 D Common Stock 2021-09-02 4 S 0 67069 39.5127 D 85064.24 D Common Stock 1929.9675 I Trustee u/Employee Benefit Plan Common Stock - Jt. Tenant W/wife 9797 D Stock Options (Right to Buy) 27.00 2021-09-01 4 M 0 13702 0 D 2020-03-31 2027-03-31 Common Stock 13702 21302 D Stock Options (Right to Buy) 27.00 2021-09-02 4 M 0 21302 0 D 2020-03-31 2027-03-31 Common Stock 21302 0 D Stock Options (Right to Buy) 27.03 2021-09-02 4 M 0 39127 0 D 2021-04-02 2028-04-02 Common Stock 39127 0 D Stock Options (Right to Buy) 19.65 2021-09-02 4 M 0 6640 0 D 2030-05-15 Common Stock 6640 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.75 to $39.98, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.50 to $39.55, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. On December 2, 2020, the Compensation Committee approved the early vesting of one half of the stock options granted on May 15, 2020. The remaining stock options will vest ratably over three years from the grand date. Linda E. Jolly, Power of Attorney 2021-09-03