0001127602-21-024861.txt : 20210903
0001127602-21-024861.hdr.sgml : 20210903
20210903160405
ACCESSION NUMBER: 0001127602-21-024861
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210901
FILED AS OF DATE: 20210903
DATE AS OF CHANGE: 20210903
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Clappin James P
CENTRAL INDEX KEY: 0001606367
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03247
FILM NUMBER: 211236459
MAIL ADDRESS:
STREET 1: ONE RIVERFRONT PLAZA
CITY: CORNING
STATE: NY
ZIP: 14831
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CORNING INC /NY
CENTRAL INDEX KEY: 0000024741
STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357]
IRS NUMBER: 160393470
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE RIVERFRONT PLAZA
CITY: CORNING
STATE: NY
ZIP: 14831
BUSINESS PHONE: 6079749000
MAIL ADDRESS:
STREET 1: ONE RIVERFRONT PLAZA
CITY: CORNING
STATE: NY
ZIP: 14831
FORMER COMPANY:
FORMER CONFORMED NAME: CORNING GLASS WORKS
DATE OF NAME CHANGE: 19890512
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-09-01
0000024741
CORNING INC /NY
GLW
0001606367
Clappin James P
ONE RIVERFRONT PLAZA
CORNING
NY
14831
1
Retired Vice Chair &Strat. Adv
Common Stock
2021-09-01
4
M
0
13702
27.00
A
98766.24
D
Common Stock
2021-09-01
4
S
0
13702
39.8784
D
85064.24
D
Common Stock
2021-09-02
4
M
0
21302
27.00
A
106366.24
D
Common Stock
2021-09-02
4
M
0
39127
27.03
A
145493.24
D
Common Stock
2021-09-02
4
M
0
6640
19.65
A
152133.24
D
Common Stock
2021-09-02
4
S
0
67069
39.5127
D
85064.24
D
Common Stock
1929.9675
I
Trustee u/Employee Benefit Plan
Common Stock - Jt. Tenant W/wife
9797
D
Stock Options (Right to Buy)
27.00
2021-09-01
4
M
0
13702
0
D
2020-03-31
2027-03-31
Common Stock
13702
21302
D
Stock Options (Right to Buy)
27.00
2021-09-02
4
M
0
21302
0
D
2020-03-31
2027-03-31
Common Stock
21302
0
D
Stock Options (Right to Buy)
27.03
2021-09-02
4
M
0
39127
0
D
2021-04-02
2028-04-02
Common Stock
39127
0
D
Stock Options (Right to Buy)
19.65
2021-09-02
4
M
0
6640
0
D
2030-05-15
Common Stock
6640
0
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.75 to $39.98, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.50 to $39.55, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.
On December 2, 2020, the Compensation Committee approved the early vesting of one half of the stock options granted on May 15, 2020. The remaining stock options will vest ratably over three years from the grand date.
Linda E. Jolly, Power of Attorney
2021-09-03