0001127602-21-017386.txt : 20210519 0001127602-21-017386.hdr.sgml : 20210519 20210519161926 ACCESSION NUMBER: 0001127602-21-017386 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210517 FILED AS OF DATE: 20210519 DATE AS OF CHANGE: 20210519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nelson Avery H III CENTRAL INDEX KEY: 0001824828 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03247 FILM NUMBER: 21940521 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORNING INC /NY CENTRAL INDEX KEY: 0000024741 STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357] IRS NUMBER: 160393470 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 BUSINESS PHONE: 6079749000 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 FORMER COMPANY: FORMER CONFORMED NAME: CORNING GLASS WORKS DATE OF NAME CHANGE: 19890512 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-05-17 0000024741 CORNING INC /NY GLW 0001824828 Nelson Avery H III ONE RIVERFRONT PLAZA CORNING NY 14831 1 Senior VP & GM, Automotive Common Stock 2021-05-17 4 M 0 4072 0 A 8194 D Common Stock 2021-05-17 4 M 0 589 0 A 8783 D Common Stock 2021-05-17 4 F 0 2204 44.19 D 6579 D Common Stock 3435.4782 I Trustee u/Employee Benefit Plan Restricted Stock Unit 2021-05-17 4 M 0 4072 0 D Common Stock 4072 8142 D Restricted Stock Unit 2021-05-17 4 M 0 589 0 D Common Stock 589 1176 D Restricted Stock Unit Common Stock 5896 5896 D Restricted Stock Unit Common Stock 13344 13344 D Restricted Stock Unit Common Stock 9548 9548 D Restricted Stock Unit Common Stock 2765 2765 D Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. The restricted stock units will vest ratably over three years from the May 15, 2020 grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. The Restricted Stock Units vest 100% on April 15, 2022. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2022. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2022. The Restricted Stock Units vest 100% on April 14, 2023. Vested shares will be delivered to the reporting person within thirty (30) days after April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023. The Restricted Stock Units vest 100% on April 15, 2024. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2024. Linda E. Jolly, Power of Attorney 2021-05-19