0001127602-21-012580.txt : 20210401
0001127602-21-012580.hdr.sgml : 20210401
20210401160827
ACCESSION NUMBER: 0001127602-21-012580
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210401
DATE AS OF CHANGE: 20210401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Morse David L
CENTRAL INDEX KEY: 0001547488
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03247
FILM NUMBER: 21798052
MAIL ADDRESS:
STREET 1: ONE RIVERFRONT PLAZA
CITY: CORNING
STATE: NY
ZIP: 14831
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CORNING INC /NY
CENTRAL INDEX KEY: 0000024741
STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357]
IRS NUMBER: 160393470
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE RIVERFRONT PLAZA
CITY: CORNING
STATE: NY
ZIP: 14831
BUSINESS PHONE: 6079749000
MAIL ADDRESS:
STREET 1: ONE RIVERFRONT PLAZA
CITY: CORNING
STATE: NY
ZIP: 14831
FORMER COMPANY:
FORMER CONFORMED NAME: CORNING GLASS WORKS
DATE OF NAME CHANGE: 19890512
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-03-31
0000024741
CORNING INC /NY
GLW
0001547488
Morse David L
ONE RIVERFRONT PLAZA
CORNING
NY
14831
1
Exec. VP & Chief Tech. Officer
Common Stock
2021-03-31
4
M
0
14
0
A
514
I
Held by Spouse
Common Stock
2021-03-31
4
M
0
4
0
A
518
I
Held by Spouse
Common Stock
2021-03-31
4
F
0
8
43.51
D
510
I
Held by Spouse
Common Stock
55300
D
Restricted Stock Unit
2021-03-31
4
M
0
14
D
Common Stock
14
38
I
Held by Spouse
Restricted Stock Unit
2021-03-31
4
M
0
4
D
Common Stock
4
11
I
Held by Spouse
Restricted Stock Unit
2021-03-31
4
D
0
38
0
D
Common Stock
38
0
I
Held by Spouse
Restricted Stock Unit
2021-03-31
4
D
0
11
0
D
Common Stock
11
0
I
Held by Spouse
Restricted Stock Unit
Common Stock
19777
19777
D
Restricted Stock Unit
Common Stock
16749
16749
D
Restricted Stock Unit
Common Stock
36142
36142
D
Restricted Stock Unit
Common Stock
3185
3185
D
Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.
The Reporting Person disclaims beneficial ownership of all securities held by spouse.
Earned Restricted Stock Units awarded May 15, 2020 remained restricted until March 31, 2021, when they vested and converted into GLW common stock per terms of May 2020 agreement approved by the Compensation Committee.
Represents the forfeiture of Restricted Stock Units awarded May 15, 2020, per terms of the May 2020 agreement approved by the Compensation Committee.
Restricted Stock Units awarded May 15, 2020 were forfeited on March 31, 2021 per terms of May 2020 agreement approved by the Compensation Committee.
Not applicable.
The Restricted Stock Units vest 100% on April 15, 2021. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2021. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2021.
The Restricted Stock Units vest 100% on April 15, 2022. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2022. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2022.
The Restricted Stock Units vest 100% on April 14, 2023. Vested shares will be delivered to the reporting person within thirty (30) days after April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023.
The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.
Linda E. Jolly, Power of Attorney
2021-04-01