0001127602-21-012580.txt : 20210401 0001127602-21-012580.hdr.sgml : 20210401 20210401160827 ACCESSION NUMBER: 0001127602-21-012580 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210401 DATE AS OF CHANGE: 20210401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morse David L CENTRAL INDEX KEY: 0001547488 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03247 FILM NUMBER: 21798052 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORNING INC /NY CENTRAL INDEX KEY: 0000024741 STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357] IRS NUMBER: 160393470 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 BUSINESS PHONE: 6079749000 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 FORMER COMPANY: FORMER CONFORMED NAME: CORNING GLASS WORKS DATE OF NAME CHANGE: 19890512 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-03-31 0000024741 CORNING INC /NY GLW 0001547488 Morse David L ONE RIVERFRONT PLAZA CORNING NY 14831 1 Exec. VP & Chief Tech. Officer Common Stock 2021-03-31 4 M 0 14 0 A 514 I Held by Spouse Common Stock 2021-03-31 4 M 0 4 0 A 518 I Held by Spouse Common Stock 2021-03-31 4 F 0 8 43.51 D 510 I Held by Spouse Common Stock 55300 D Restricted Stock Unit 2021-03-31 4 M 0 14 D Common Stock 14 38 I Held by Spouse Restricted Stock Unit 2021-03-31 4 M 0 4 D Common Stock 4 11 I Held by Spouse Restricted Stock Unit 2021-03-31 4 D 0 38 0 D Common Stock 38 0 I Held by Spouse Restricted Stock Unit 2021-03-31 4 D 0 11 0 D Common Stock 11 0 I Held by Spouse Restricted Stock Unit Common Stock 19777 19777 D Restricted Stock Unit Common Stock 16749 16749 D Restricted Stock Unit Common Stock 36142 36142 D Restricted Stock Unit Common Stock 3185 3185 D Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. The Reporting Person disclaims beneficial ownership of all securities held by spouse. Earned Restricted Stock Units awarded May 15, 2020 remained restricted until March 31, 2021, when they vested and converted into GLW common stock per terms of May 2020 agreement approved by the Compensation Committee. Represents the forfeiture of Restricted Stock Units awarded May 15, 2020, per terms of the May 2020 agreement approved by the Compensation Committee. Restricted Stock Units awarded May 15, 2020 were forfeited on March 31, 2021 per terms of May 2020 agreement approved by the Compensation Committee. Not applicable. The Restricted Stock Units vest 100% on April 15, 2021. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2021. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2021. The Restricted Stock Units vest 100% on April 15, 2022. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2022. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2022. The Restricted Stock Units vest 100% on April 14, 2023. Vested shares will be delivered to the reporting person within thirty (30) days after April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023. The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. Linda E. Jolly, Power of Attorney 2021-04-01