0001127602-21-008696.txt : 20210302 0001127602-21-008696.hdr.sgml : 20210302 20210302161212 ACCESSION NUMBER: 0001127602-21-008696 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210226 FILED AS OF DATE: 20210302 DATE AS OF CHANGE: 20210302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clappin James P CENTRAL INDEX KEY: 0001606367 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03247 FILM NUMBER: 21703660 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORNING INC /NY CENTRAL INDEX KEY: 0000024741 STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357] IRS NUMBER: 160393470 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 BUSINESS PHONE: 6079749000 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 FORMER COMPANY: FORMER CONFORMED NAME: CORNING GLASS WORKS DATE OF NAME CHANGE: 19890512 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-02-26 0000024741 CORNING INC /NY GLW 0001606367 Clappin James P ONE RIVERFRONT PLAZA CORNING NY 14831 1 Vice Chair & Strategic Advisor Common Stock 2021-02-26 4 M 0 11574 22.68 A 79661.24 D Common Stock 2021-02-26 4 M 0 12542 20.93 A 92203.24 D Common Stock 2021-02-26 4 M 0 12548 20.92 A 104751.24 D Common Stock 2021-02-26 4 M 0 12566 20.89 A 117317.24 D Common Stock 2021-02-26 4 M 0 14060 18.67 A 131377.24 D Common Stock 2021-02-26 4 M 0 12566 20.89 A 143943.24 D Common Stock 2021-02-26 4 S 0 75856 38.6187 D 68087.24 D Common Stock - Jt. Tenant W/wife 9797 D Common Stock 1929.9675 I Trustee u/Employee Benefit Plan Stock Options (Right to Buy) 22.68 2021-02-26 4 M 0 11574 0 D 2018-03-31 2025-03-31 Common Stock 11574 0 D Stock Options (Right to Buy) 20.93 2021-02-26 4 M 0 12542 0 D 2018-04-30 2025-04-30 Common Stock 12542 0 D Stock Options (Right to Buy) 20.92 2021-02-26 4 M 0 12548 0 D 2018-05-29 2025-05-29 Common Stock 12548 0 D Stock Options (Right to Buy) 20.89 2021-02-26 4 M 0 12566 0 D 2019-03-31 2026-03-31 Common Stock 12566 0 D Stock Options (Right to Buy) 18.67 2021-02-26 4 M 0 14060 0 D 2019-04-29 2026-04-29 Common Stock 14060 0 D Stock Options (Right to Buy) 20.89 2021-02-26 4 M 0 12566 0 D 2019-05-31 2026-05-31 Common Stock 12566 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.445 to $38.71, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Linda E. Jolly, Power of Attorney 2021-03-02