0001127602-21-004210.txt : 20210205 0001127602-21-004210.hdr.sgml : 20210205 20210205165643 ACCESSION NUMBER: 0001127602-21-004210 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210203 FILED AS OF DATE: 20210205 DATE AS OF CHANGE: 20210205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McRae Lawrence D CENTRAL INDEX KEY: 0001323998 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03247 FILM NUMBER: 21596842 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORNING INC /NY CENTRAL INDEX KEY: 0000024741 STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357] IRS NUMBER: 160393470 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 BUSINESS PHONE: 6079749000 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 FORMER COMPANY: FORMER CONFORMED NAME: CORNING GLASS WORKS DATE OF NAME CHANGE: 19890512 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-02-03 0000024741 CORNING INC /NY GLW 0001323998 McRae Lawrence D ONE RIVERFRONT PLAZA CORNING NY 14831 1 Vice Chairman & Corp. Dev. Off Common Stock 2021-02-03 4 M 0 1121 0 A 155966 D Common Stock 2021-02-03 4 F 0 1121 36.34 D 154845 D Common Stock 755.6267 I Held By Wife - Emp. Benefit Plan Common Stock 5627.5943 I Trustee U/employee Benefit Plan Performance Share Unit 2021-02-03 4 A 0 35731 0 A Common Stock 35731 35731 D Performance Share Unit 2021-02-03 4 A 0 32606 0 A Common Stock 32606 32606 D Performance Share Unit 2021-02-03 4 M 0 1121 0 D Common Stock 1121 31485 D Each Performance Share Unit represents a contingent right to receive one share of GLW common stock. The Reporting Person disclaims beneficial ownership of all securities held by spouse. Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the May 2020 agreement. Earned units remain restricted until vesting. The earned units will vest ratably over 3 years from the grant date and convert to GLW common stock, subject to service-based vesting requirement. Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the April 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement. Vesting to satisfy tax requirement pursuant to the April 2020 agreement. Linda E. Jolly, Power of Attorney 2021-02-05