0001127602-20-026739.txt : 20201009
0001127602-20-026739.hdr.sgml : 20201009
20201009160725
ACCESSION NUMBER: 0001127602-20-026739
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201007
FILED AS OF DATE: 20201009
DATE AS OF CHANGE: 20201009
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fang Li
CENTRAL INDEX KEY: 0001824647
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03247
FILM NUMBER: 201233280
MAIL ADDRESS:
STREET 1: ONE RIVERFRONT PLAZA
CITY: CORNING
STATE: NY
ZIP: 14831
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CORNING INC /NY
CENTRAL INDEX KEY: 0000024741
STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357]
IRS NUMBER: 160393470
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE RIVERFRONT PLAZA
CITY: CORNING
STATE: NY
ZIP: 14831
BUSINESS PHONE: 6079749000
MAIL ADDRESS:
STREET 1: ONE RIVERFRONT PLAZA
CITY: CORNING
STATE: NY
ZIP: 14831
FORMER COMPANY:
FORMER CONFORMED NAME: CORNING GLASS WORKS
DATE OF NAME CHANGE: 19890512
3
1
form3.xml
PRIMARY DOCUMENT
X0206
3
2020-10-07
0
0000024741
CORNING INC /NY
GLW
0001824647
Fang Li
ONE RIVERFRONT PLAZA
CORNING
NY
14831
1
Pres.&GM Corning Greater China
Restricted Stock Unit
Common Stock
11857
D
Restricted Stock Unit
Common Stock
1745
D
Stock Appreciation Rights (SAR)
19.65
2030-05-15
Common Stock
8725
D
Stock Options (Right to Buy)
19.19
2021-01-03
Common Stock
1255
D
Stock Options (Right to Buy)
22.69
2021-02-01
Common Stock
1061
D
Stock Options (Right to Buy)
22.03
2021-03-01
Common Stock
1093
D
Stock Options (Right to Buy)
13.04
2015-01-03
2022-01-03
Common Stock
5592
D
Stock Options (Right to Buy)
12.90
2015-02-01
2022-02-01
Common Stock
5652
D
Stock Options (Right to Buy)
12.97
2015-03-01
2022-03-01
Common Stock
5622
D
Stock Options (Right to Buy)
13.33
2016-03-28
2023-03-28
Common Stock
7145
D
Stock Options (Right to Buy)
14.50
2016-04-30
2023-04-30
Common Stock
6568
D
Stock Options (Right to Buy)
15.37
2016-05-31
2023-05-31
Common Stock
6196
D
Stock Options (Right to Buy)
20.82
2017-03-31
2024-03-31
Common Stock
2852
D
Stock Options (Right to Buy)
20.91
2017-04-30
2024-04-30
Common Stock
2840
D
Stock Options (Right to Buy)
21.30
2017-05-30
2024-05-30
Common Stock
2788
D
Stock Options (Right to Buy)
22.68
2018-03-31
2025-03-31
Common Stock
2894
D
Stock Options (Right to Buy)
20.93
2018-04-30
2025-04-30
Common Stock
3135
D
Stock Options (Right to Buy)
20.92
2018-05-29
2025-05-29
Common Stock
3137
D
Stock Options (Right to Buy)
20.89
2019-03-31
2026-03-31
Common Stock
3141
D
Stock Options (Right to Buy)
18.67
2019-04-29
2026-04-29
Common Stock
3515
D
Stock Options (Right to Buy)
20.89
2019-05-31
2026-05-31
Common Stock
3141
D
Stock Options (Right to Buy)
27.00
2020-03-31
2027-03-31
Common Stock
8751
D
Stock Options (Right to Buy)
27.03
2021-04-02
2028-04-02
Common Stock
9574
D
Stock Options (Right to Buy)
33.92
2022-04-01
2029-04-01
Common Stock
8844
D
The cash-settled RSUs will vest ratably over three years from the May 15, 2020 grant date. Vested units will be settled within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.
The restricted stock units will be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of Corning Incorporated Common Stock.
The SARs will vest ratably over three years from the May 15, 2020 grant date. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.
Each vested SAR represents the right to receive a cash payment upon exercise equal to the amount by which the Fair Market Value of a share of Corning Incorporated Common Stock on the date of exercise exceeds the Base Amount ($19.65) for the SAR.
The options vested ratably over three years from the January 3, 2011 grant date.
The options vested ratably over three years from the February 1, 2011 grant date.
The options vested ratably over three years from the March 1, 2011 grant date.
Linda E. Jolly, Power of Attorney
2020-10-09
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC): POWER OF ATTORNEY
POWER OF ATTORNEY
Know all by these presents, that the undersigned hereby
constitutes and appoints each of Melissa J. Gambol, Linda E. Jolly,
and Lewis A. Steverson signing singly, his true and lawful
attorney-in-fact to:
(1) execute for and on behalf of the undersigned the
application for EDGAR Form ID that is used to
facilitate electronic filings with the Securities and
Exchange Commission;
(2) execute for and on behalf of the undersigned Forms
3, 4 and 5 in accordance with Section 16(a) of the
Securities and Exchange Act of 1934 and the rules
thereunder;
(3) do and perform any and all acts for and on behalf of
the undersigned which may be necessary or desirable
to complete the execution of any such Form 3, 4 or 5
and the timely filing of such form with the United
States Securities and Exchange Commission and any
other authority; and
(4) take any other action of any type whatsoever in
connection with the foregoing which, in the opinion
of such attorney-in-fact, may be of benefit to, in the
best interest of, or legally required by, the
undersigned, it being understood that the documents
executed to this Power of Attorney shall be in such
form and shall contain such terms and conditions as
such attorney-in-fact may approve in his discretion.
The undersigned hereby grants to each such attorney-in-
fact full power and authority to do and perform all and every act
and thing whatsoever requisite, necessary and proper to be done in
the exercise of any of the rights and powers herein granted, as fully
to all intents and purposes as the undersigned might or could do if
personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or
his substitute or substitutes, shall lawfully do or cause to be done
by virtue of this power of attorney and the right and powers herein
granted. The undersigned acknowledges that the foregoing
attorneys-in-fact, in serving in such capacity at the request of the
undersigned, are not assuming any of the undersigned?s
responsibilities to comply with Section 16 of the Securities
Exchange Act of 1934. Unless earlier revoked in a signed writing,
the undersigned grants such power and authority to remain in
effect until such time as he or she is no longer required to file
Forms 3, 4 or 5.
IN WITNESS WHEREOF, the undersigned has caused
this Power of Attorney to be executed as of this 8th day of
September, 2020.
/s/ Li Fang