0001127602-20-026736.txt : 20201009 0001127602-20-026736.hdr.sgml : 20201009 20201009160315 ACCESSION NUMBER: 0001127602-20-026736 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201007 FILED AS OF DATE: 20201009 DATE AS OF CHANGE: 20201009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bayne John P JR CENTRAL INDEX KEY: 0001824725 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03247 FILM NUMBER: 201233221 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORNING INC /NY CENTRAL INDEX KEY: 0000024741 STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357] IRS NUMBER: 160393470 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 BUSINESS PHONE: 6079749000 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 FORMER COMPANY: FORMER CONFORMED NAME: CORNING GLASS WORKS DATE OF NAME CHANGE: 19890512 3 1 form3.xml PRIMARY DOCUMENT X0206 3 2020-10-07 0 0000024741 CORNING INC /NY GLW 0001824725 Bayne John P JR ONE RIVERFRONT PLAZA CORNING NY 14831 1 SVP & GM Mobile Consumer Elec. Restricted Stock Unit Common Stock 7399 D Restricted Stock Unit Common Stock 6265 D Restricted Stock Unit Common Stock 13344 D Restricted Stock Unit Common Stock 12825 D Restricted Stock Unit Common Stock 1850 D Restricted Stock Unit Common Stock 2765 D Stock Options (Right to Buy) 14.50 2016-04-30 2023-04-30 Common Stock 7389 D Stock Options (Right to Buy) 15.37 2016-05-31 2023-05-31 Common Stock 6971 D Stock Options (Right to Buy) 20.82 2017-03-31 2024-03-31 Common Stock 3302 D Stock Options (Right to Buy) 20.91 2017-04-30 2024-04-30 Common Stock 3288 D Stock Options (Right to Buy) 21.30 2017-05-30 2024-05-30 Common Stock 3228 D Stock Options (Right to Buy) 22.68 2018-03-31 2025-03-31 Common Stock 3307 D Stock Options (Right to Buy) 20.93 2018-04-30 2025-04-30 Common Stock 3583 D Stock Options (Right to Buy) 20.92 2018-05-29 2025-05-29 Common Stock 3585 D Stock Options (Right to Buy) 20.89 2019-03-31 2026-03-31 Common Stock 4189 D Stock Options (Right to Buy) 18.67 2019-04-29 2026-04-29 Common Stock 4687 D Stock Options (Right to Buy) 20.89 2019-05-31 2026-05-31 Common Stock 4189 D Stock Options (Right to Buy) 27.00 2020-03-31 2027-03-31 Common Stock 11668 D Stock Options (Right to Buy) 27.03 2021-04-02 2028-04-02 Common Stock 13320 D Stock Options (Right to Buy) 33.92 2022-04-01 2029-04-01 Common Stock 12529 D Stock Options (Right to Buy) 19.65 2030-05-15 Common Stock 9250 D The Restricted Stock Units vest 100% on April 15, 2021. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2021. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2021. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. The Restricted Stock Units vest 100% on April 15, 2022. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2022. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2022. The Restricted Stock Units vest 100% on April 14, 2023. Vested shares will be delivered to the reporting person within thirty (30) days after April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023. The restricted stock units will vest ratably over three years from the May 15, 2020 grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. The options will vest ratably over three years from the May 15, 2020 grant date. Linda E. Jolly, Power of Attorney 2020-10-09 EX-24 2 doc1.txt POWER OF ATTORNEY (PUBLIC): POWER OF ATTORNEY POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Melissa J. Gambol, Linda E. Jolly, and Lewis A. Steverson signing singly, his true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned the application for EDGAR Form ID that is used to facilitate electronic filings with the Securities and Exchange Commission; (2) execute for and on behalf of the undersigned Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities and Exchange Act of 1934 and the rules thereunder; (3) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete the execution of any such Form 3, 4 or 5 and the timely filing of such form with the United States Securities and Exchange Commission and any other authority; and (4) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in his discretion. The undersigned hereby grants to each such attorney-in- fact full power and authority to do and perform all and every act and thing whatsoever requisite, necessary and proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or his substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the right and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigned?s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. Unless earlier revoked in a signed writing, the undersigned grants such power and authority to remain in effect until such time as he or she is no longer required to file Forms 3, 4 or 5. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 9th day of September, 2020. /s/ John P. Bayne, Jr.