0001127602-18-035082.txt : 20181204 0001127602-18-035082.hdr.sgml : 20181204 20181204161145 ACCESSION NUMBER: 0001127602-18-035082 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181130 FILED AS OF DATE: 20181204 DATE AS OF CHANGE: 20181204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ferrero Lisa CENTRAL INDEX KEY: 0001662721 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03247 FILM NUMBER: 181216949 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORNING INC /NY CENTRAL INDEX KEY: 0000024741 STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357] IRS NUMBER: 160393470 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 BUSINESS PHONE: 6079749000 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 FORMER COMPANY: FORMER CONFORMED NAME: CORNING GLASS WORKS DATE OF NAME CHANGE: 19890512 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-11-30 0000024741 CORNING INC /NY GLW 0001662721 Ferrero Lisa ONE RIVERFRONT PLAZA CORNING NY 14831 1 Senior Vice President & CAO Common Stock 2018-11-30 4 M 0 14361 0 A 36294 D Common Stock 2018-11-30 4 M 0 11111 0 A 47405 D Common Stock 2018-11-30 4 M 0 11022 0 A 58427 D Common Stock 2018-11-30 4 F 0 17873 32.22 D 40554 D Restricted Stock Unit 2018-11-30 4 M 0 14361 D Common Stock 14361 0 D Restricted Stock Unit 2018-11-30 4 M 0 11111 D Common Stock 11111 0 D Restricted Stock Unit 2018-11-30 4 M 0 11022 D Common Stock 11022 1002 D Restricted Stock Unit 2018-11-30 4 D 0 1002 0 D Common Stock 1002 0 D Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. Earned Restricted Stock Units awarded March 31, 2016 remained restricted until November 30, 2018, when they vested and converted into GLW common stock per terms of March 2016 Agreement approved by Compensation Committee. Earned Restricted Stock Units awarded March 31, 2017 remained restricted until November 30, 2018, when they vested and converted into GLW common stock per terms of March 2017 Agreement approved by Compensation Committee. Earned Restricted Stock Units awarded April 2, 2018 remained restricted until November 30, 2018, when they vested and converted into GLW common stock per terms of April 2018 Agreement approved by Compensation Committee. Represents the forfeiture of Restricted Stock Units awarded April 2, 2018, per terms of the April 2018 Agreement approved by Compensation Committee. Restricted Stock Units awarded April 2, 2018 were forfeited on November 30, 2018 per terms of April 2018 Agreement approved by Compensation Committee. Not applicable. Linda E. Jolly, Power of Attorney 2018-12-04