0001127602-15-015805.txt : 20150501 0001127602-15-015805.hdr.sgml : 20150501 20150501162110 ACCESSION NUMBER: 0001127602-15-015805 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150501 FILED AS OF DATE: 20150501 DATE AS OF CHANGE: 20150501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORNING INC /NY CENTRAL INDEX KEY: 0000024741 STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357] IRS NUMBER: 160393470 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 BUSINESS PHONE: 6079749000 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 FORMER COMPANY: FORMER CONFORMED NAME: CORNING GLASS WORKS DATE OF NAME CHANGE: 19890512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROGUS MARK S CENTRAL INDEX KEY: 0001206156 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03247 FILM NUMBER: 15824626 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLZ CITY: CORNING STATE: NY ZIP: 14831 3 1 form3.xml PRIMARY DOCUMENT X0206 3 2015-05-01 0 0000024741 CORNING INC /NY GLW 0001206156 ROGUS MARK S ONE RIVERFRONT PLAZA CORNING NY 14831 1 Senior VP & Treasurer Common Stock 75072 D Restricted Stock Unit Common Stock 13829 D Restricted Stock Unit Common Stock 8943 D Restricted Stock Unit Common Stock 8818 D Stock Options (Right to Buy) 21.89 2007-12-06 2016-12-05 Common Stock 18000 D Stock Options (Right to Buy) 19.68 2008-01-02 2016-01-01 Common Stock 10750 D Stock Options (Right to Buy) 24.92 2008-12-05 2017-12-04 Common Stock 18000 D Stock Options (Right to Buy) 18.85 2009-01-02 2017-01-01 Common Stock 9000 D Stock Options (Right to Buy) 24.72 2009-02-01 2016-01-31 Common Stock 10750 D Stock Options (Right to Buy) 23.37 2010-01-02 2018-01-01 Common Stock 9000 D Stock Options (Right to Buy) 20.86 2010-02-01 2017-01-31 Common Stock 9000 D Stock Options (Right to Buy) 10.25 2010-02-02 2019-02-01 Common Stock 32667 D Stock Options (Right to Buy) 17.82 2010-12-02 2019-12-02 Common Stock 8333 D Stock Options (Right to Buy) 19.56 2011-01-04 2020-01-04 Common Stock 8333 D Stock Options (Right to Buy) 24.61 2011-02-01 2018-01-31 Common Stock 9000 D Stock Options (Right to Buy) 18.16 2011-02-01 2020-02-01 Common Stock 8334 D Stock Options (Right to Buy) 19.19 2012-01-03 2021-01-03 Common Stock 7238 D Stock Options (Right to Buy) 22.69 2012-02-01 2021-02-01 Common Stock 6121 D Stock Options (Right to Buy) 22.03 2012-03-01 2021-03-01 Common Stock 6305 D Stock Options (Right to Buy) 13.04 2015-01-03 2022-01-03 Common Stock 12382 D Stock Options (Right to Buy) 12.90 2015-02-01 2022-02-01 Common Stock 12516 D Stock Options (Right to Buy) 12.97 2015-03-01 2022-03-01 Common Stock 12449 D Stock Options (Right to Buy) 13.33 2016-03-28 2023-03-28 Common Stock 13843 D Stock Options (Right to Buy) 14.50 2016-04-30 2023-04-30 Common Stock 12726 D Stock Options (Right to Buy) 15.37 2016-05-31 2023-05-31 Common Stock 12005 D Stock Options (Right to Buy) 20.82 2017-03-31 2024-03-31 Common Stock 4803 D Stock Options (Right to Buy) 20.91 2017-04-30 2024-04-30 Common Stock 4782 D Stock Options (Right to Buy) 21.30 2017-05-30 2024-05-30 Common Stock 4695 D Stock Options (Right to Buy) 22.68 2018-03-31 2025-03-31 Common Stock 4409 D Stock Options (Right to Buy) 20.93 2018-04-30 2025-04-30 Common Stock 4778 D The Restricted Stock Units vest 100% on April 18, 2016. Vested shares will be delivered to the reporting person within thirty (30) days after April 18, 2016. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 18, 2016. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. The Restricted Stock Units vest 100% on April 17, 2017. Vested shares will be delivered to the reporting person within thirty (30) days after April 17, 2017. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 17, 2017. The Restricted Stock Units vest 100% on April 16, 2018. Vested shares will be delivered to the reporting person within thirty (30) days after April 16, 2018. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 16, 2018. The options vest in three annual installments beginning on February 2, 2010. The options vest in three annual installments beginning on December 2, 2010. The options vest in three annual installments beginning on January 4, 2011. The options vest in three annual installments beginning on February 1, 2011. The options vest in three annual installments beginning on January 3, 2012. The options vest in three annual installments beginning on February 1, 2012. The options vest in three annual installments beginning on March 1, 2012. Linda E. Jolly, Power of Attorney 2015-05-01 EX-24 2 doc1.txt POWER OF ATTORNEY (PUBLIC): POWER OF ATTORNEY POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Jack H. Cleland, Melissa J. Gambol, Linda E. Jolly, Lewis A. Steverson and R. Tony Tripeny signing singly, his true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned the application for EDGAR Form ID that is used to facilitate electronic filings with the Securities and Exchange Commission; (2) execute for and on behalf of the undersigned Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities and Exchange Act of 1934 and the rules thereunder; (3) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete the execution of any such Form 3, 4 or 5 and the timely filing of such form with the United States Securities and Exchange Commission and any other authority; and (4) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in- fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in his discretion. The undersigned hereby grants to each such attorney-in- fact full power and authority to do and perform all and every act and thing whatsoever requisite, necessary and proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or his substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the right and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigned?s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. Unless earlier revoked in a signed writing, the undersigned grants such power and authority to remain in effect until such time as he or she is no longer required to file Forms 3, 4 or 5. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 16th day of April, 2015. /s/ Mark S. Rogus