0001127602-14-016983.txt : 20140509 0001127602-14-016983.hdr.sgml : 20140509 20140509160223 ACCESSION NUMBER: 0001127602-14-016983 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140501 FILED AS OF DATE: 20140509 DATE AS OF CHANGE: 20140509 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORNING INC /NY CENTRAL INDEX KEY: 0000024741 STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357] IRS NUMBER: 160393470 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 BUSINESS PHONE: 6079749000 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 FORMER COMPANY: FORMER CONFORMED NAME: CORNING GLASS WORKS DATE OF NAME CHANGE: 19890512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clappin James P CENTRAL INDEX KEY: 0001606367 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03247 FILM NUMBER: 14829005 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 3 1 form3.xml PRIMARY DOCUMENT X0206 3 2014-05-01 0 0000024741 CORNING INC /NY GLW 0001606367 Clappin James P ONE RIVERFRONT PLAZA CORNING NY 14831 1 President, Corning Glass Tech. Common Stock 35997.24 D Common Stock 2081.0048 I Trustee u/Employee Benefit Plan Phantom Stock Common Stock 1083.4811 D Restricted Stock Unit Common Stock 29026 D Restricted Stock Unit Common Stock 28414 D Restricted Stock Unit Common Stock 24015 D Stock Options (Right to Buy) 21.08 2006-12-07 2015-12-06 Common Stock 32500 D Stock Options (Right to Buy) 21.89 2007-12-06 2016-12-05 Common Stock 30000 D Stock Options (Right to Buy) 19.68 2008-01-02 2016-01-01 Common Stock 16250 D Stock Options (Right to Buy) 26.73 2008-07-18 2017-07-17 Common Stock 500 D Stock Options (Right to Buy) 24.92 2008-12-05 2017-12-04 Common Stock 32000 D Stock Options (Right to Buy) 18.85 2009-01-02 2017-01-01 Common Stock 15000 D Stock Options (Right to Buy) 24.72 2009-02-01 2016-01-31 Common Stock 16250 D Stock Options (Right to Buy) 23.37 2010-01-02 2018-01-01 Common Stock 16000 D Stock Options (Right to Buy) 20.86 2010-02-01 2017-01-31 Common Stock 15000 D Stock Options (Right to Buy) 17.82 2010-12-02 2019-12-01 Common Stock 14666 D Stock Options (Right to Buy) 19.56 2011-01-04 2020-01-03 Common Stock 14667 D Stock Options (Right to Buy) 24.61 2011-02-01 2018-01-31 Common Stock 16000 D Stock Options (Right to Buy) 18.16 2011-02-01 2020-01-31 Common Stock 14667 D Stock Options (Right to Buy) 19.19 2012-01-03 2021-01-02 Common Stock 15440 D Stock Options (Right to Buy) 22.69 2012-02-01 2021-01-31 Common Stock 13058 D Stock Options (Right to Buy) 22.03 2012-03-01 2021-02-28 Common Stock 13450 D Stock Options (Right to Buy) 13.04 2015-01-03 2022-01-02 Common Stock 25562 D Stock Options (Right to Buy) 12.90 2015-02-01 2022-01-31 Common Stock 25840 D Stock Options (Right to Buy) 12.97 2015-03-01 2022-02-28 Common Stock 25700 D Stock Options (Right to Buy) 13.33 2016-03-28 2023-03-27 Common Stock 28579 D Stock Options (Right to Buy) 14.50 2016-04-30 2023-04-29 Common Stock 26273 D Stock Options (Right to Buy) 15.37 2016-05-31 2023-05-30 Common Stock 24785 D Stock Options (Right to Buy) 20.82 2017-03-31 2024-03-30 Common Stock 12008 D Stock Options (Right to Buy) 20.91 2017-04-30 2024-04-29 Common Stock 11956 D The reported Phantom Stock acquired pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. The Restricted Stock Units vest 100% on February 16, 2015. Vested shares will be delivered to the reporting person within sixty (60) days after February 16, 2015. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 16, 2015. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. The Restricted Stock Units vest 100% on April 18, 2016. Vested shares will be delivered to the reporting person within thirty (30) days after April 18, 2016. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 18, 2016. The Restricted Stock Units vest 100% on April 17, 2017. Vested shares will be delivered to the reporting person within thirty (30) days after April 17, 2017. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 17, 2017. The options vest in three equal annual installments beginning on December 2, 2010. The options vest in three equal annual installments beginning on January 4, 2011. The options vest in three equal annual installments beginning on February 1, 2011. The options vest in three equal annual installments beginning on January 3, 2012. The options vest in three equal annual installments beginning on February 1, 2012. The options vest in three equal annual installments beginning on March 1, 2012. Linda E. Jolly, Power of Attorney 2014-05-09 EX-24 2 doc1.txt POWER OF ATTORNEY (PUBLIC): POWER OF ATTORNEY POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Jack H. Cleland, Melissa J. Gambol, Linda E. Jolly, Mark S. Rogus, Lewis A. Steverson and R. Tony Tripeny signing singly, his true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned the application for EDGAR Form ID that is used to facilitate electronic filings with the Securities and Exchange Commission; (2) execute for and on behalf of the undersigned Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities and Exchange Act of 1934 and the rules thereunder; (3) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete the execution of any such Form 3, 4 or 5 and the timely filing of such form with the United States Securities and Exchange Commission and any other authority; and (4) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in his discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform all and every act and thing whatsoever requisite, necessary and proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or his substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the right and powers herein granted. The undersigned acknowledges that the foregoing attorneys- in-fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigned?s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. Unless earlier revoked in a signed writing, the undersigned grants such power and authority to remain in effect until such time as he or she is no longer required to file Forms 3, 4 or 5. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 23rd day of April, 2014. /s/ James P. Clappin