0001127602-14-016983.txt : 20140509
0001127602-14-016983.hdr.sgml : 20140509
20140509160223
ACCESSION NUMBER: 0001127602-14-016983
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140501
FILED AS OF DATE: 20140509
DATE AS OF CHANGE: 20140509
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CORNING INC /NY
CENTRAL INDEX KEY: 0000024741
STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357]
IRS NUMBER: 160393470
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE RIVERFRONT PLAZA
CITY: CORNING
STATE: NY
ZIP: 14831
BUSINESS PHONE: 6079749000
MAIL ADDRESS:
STREET 1: ONE RIVERFRONT PLAZA
CITY: CORNING
STATE: NY
ZIP: 14831
FORMER COMPANY:
FORMER CONFORMED NAME: CORNING GLASS WORKS
DATE OF NAME CHANGE: 19890512
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Clappin James P
CENTRAL INDEX KEY: 0001606367
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03247
FILM NUMBER: 14829005
MAIL ADDRESS:
STREET 1: ONE RIVERFRONT PLAZA
CITY: CORNING
STATE: NY
ZIP: 14831
3
1
form3.xml
PRIMARY DOCUMENT
X0206
3
2014-05-01
0
0000024741
CORNING INC /NY
GLW
0001606367
Clappin James P
ONE RIVERFRONT PLAZA
CORNING
NY
14831
1
President, Corning Glass Tech.
Common Stock
35997.24
D
Common Stock
2081.0048
I
Trustee u/Employee Benefit Plan
Phantom Stock
Common Stock
1083.4811
D
Restricted Stock Unit
Common Stock
29026
D
Restricted Stock Unit
Common Stock
28414
D
Restricted Stock Unit
Common Stock
24015
D
Stock Options (Right to Buy)
21.08
2006-12-07
2015-12-06
Common Stock
32500
D
Stock Options (Right to Buy)
21.89
2007-12-06
2016-12-05
Common Stock
30000
D
Stock Options (Right to Buy)
19.68
2008-01-02
2016-01-01
Common Stock
16250
D
Stock Options (Right to Buy)
26.73
2008-07-18
2017-07-17
Common Stock
500
D
Stock Options (Right to Buy)
24.92
2008-12-05
2017-12-04
Common Stock
32000
D
Stock Options (Right to Buy)
18.85
2009-01-02
2017-01-01
Common Stock
15000
D
Stock Options (Right to Buy)
24.72
2009-02-01
2016-01-31
Common Stock
16250
D
Stock Options (Right to Buy)
23.37
2010-01-02
2018-01-01
Common Stock
16000
D
Stock Options (Right to Buy)
20.86
2010-02-01
2017-01-31
Common Stock
15000
D
Stock Options (Right to Buy)
17.82
2010-12-02
2019-12-01
Common Stock
14666
D
Stock Options (Right to Buy)
19.56
2011-01-04
2020-01-03
Common Stock
14667
D
Stock Options (Right to Buy)
24.61
2011-02-01
2018-01-31
Common Stock
16000
D
Stock Options (Right to Buy)
18.16
2011-02-01
2020-01-31
Common Stock
14667
D
Stock Options (Right to Buy)
19.19
2012-01-03
2021-01-02
Common Stock
15440
D
Stock Options (Right to Buy)
22.69
2012-02-01
2021-01-31
Common Stock
13058
D
Stock Options (Right to Buy)
22.03
2012-03-01
2021-02-28
Common Stock
13450
D
Stock Options (Right to Buy)
13.04
2015-01-03
2022-01-02
Common Stock
25562
D
Stock Options (Right to Buy)
12.90
2015-02-01
2022-01-31
Common Stock
25840
D
Stock Options (Right to Buy)
12.97
2015-03-01
2022-02-28
Common Stock
25700
D
Stock Options (Right to Buy)
13.33
2016-03-28
2023-03-27
Common Stock
28579
D
Stock Options (Right to Buy)
14.50
2016-04-30
2023-04-29
Common Stock
26273
D
Stock Options (Right to Buy)
15.37
2016-05-31
2023-05-30
Common Stock
24785
D
Stock Options (Right to Buy)
20.82
2017-03-31
2024-03-30
Common Stock
12008
D
Stock Options (Right to Buy)
20.91
2017-04-30
2024-04-29
Common Stock
11956
D
The reported Phantom Stock acquired pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.
The Restricted Stock Units vest 100% on February 16, 2015. Vested shares will be delivered to the reporting person within sixty (60) days after February 16, 2015. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 16, 2015.
Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.
The Restricted Stock Units vest 100% on April 18, 2016. Vested shares will be delivered to the reporting person within thirty (30) days after April 18, 2016. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 18, 2016.
The Restricted Stock Units vest 100% on April 17, 2017. Vested shares will be delivered to the reporting person within thirty (30) days after April 17, 2017. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 17, 2017.
The options vest in three equal annual installments beginning on December 2, 2010.
The options vest in three equal annual installments beginning on January 4, 2011.
The options vest in three equal annual installments beginning on February 1, 2011.
The options vest in three equal annual installments beginning on January 3, 2012.
The options vest in three equal annual installments beginning on February 1, 2012.
The options vest in three equal annual installments beginning on March 1, 2012.
Linda E. Jolly, Power of Attorney
2014-05-09
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC): POWER OF ATTORNEY
POWER OF ATTORNEY
Know all by these presents, that the undersigned hereby
constitutes and appoints each of Jack H. Cleland, Melissa J. Gambol,
Linda E. Jolly, Mark S. Rogus, Lewis A. Steverson and R. Tony
Tripeny signing singly, his true and lawful attorney-in-fact to:
(1) execute for and on behalf of the undersigned the application for
EDGAR Form ID that is used to facilitate electronic filings with the
Securities and Exchange Commission;
(2) execute for and on behalf of the undersigned Forms 3, 4 and 5 in
accordance with Section 16(a) of the Securities and Exchange Act of
1934 and the rules thereunder;
(3) do and perform any and all acts for and on behalf of the
undersigned which may be necessary or desirable to complete the
execution of any such Form 3, 4 or 5 and the timely filing of such
form with the United States Securities and Exchange Commission and
any other authority; and
(4) take any other action of any type whatsoever in connection with
the foregoing which, in the opinion of such attorney-in-fact, may be
of benefit to, in the best interest of, or legally required by, the
undersigned, it being understood that the documents executed to this
Power of Attorney shall be in such form and shall contain such terms
and conditions as such attorney-in-fact may approve in his
discretion.
The undersigned hereby grants to each such attorney-in-fact
full power and authority to do and perform all and every act and
thing whatsoever requisite, necessary and proper to be done in the
exercise of any of the rights and powers herein granted, as fully to
all intents and purposes as the undersigned might or could do if
personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or
his substitute or substitutes, shall lawfully do or cause to be done
by virtue of this power of attorney and the right and powers herein
granted. The undersigned acknowledges that the foregoing attorneys-
in-fact, in serving in such capacity at the request of the
undersigned, are not assuming any of the undersigned?s
responsibilities to comply with Section 16 of the Securities
Exchange Act of 1934. Unless earlier revoked in a signed writing,
the undersigned grants such power and authority to remain in effect
until such time as he or she is no longer required to file Forms 3,
4 or 5.
IN WITNESS WHEREOF, the undersigned has caused this Power of
Attorney to be executed as of this 23rd day of April, 2014.
/s/ James P. Clappin