0001127602-13-021961.txt : 20130702 0001127602-13-021961.hdr.sgml : 20130702 20130702160711 ACCESSION NUMBER: 0001127602-13-021961 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130628 FILED AS OF DATE: 20130702 DATE AS OF CHANGE: 20130702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORNING INC /NY CENTRAL INDEX KEY: 0000024741 STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357] IRS NUMBER: 160393470 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 BUSINESS PHONE: 6079749000 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 FORMER COMPANY: FORMER CONFORMED NAME: CORNING GLASS WORKS DATE OF NAME CHANGE: 19890512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROWN JOHN SEELY CENTRAL INDEX KEY: 0001206159 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03247 FILM NUMBER: 13948629 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLZ CITY: CORNING STATE: NY ZIP: 14831 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-06-28 0000024741 CORNING INC /NY GLW 0001206159 BROWN JOHN SEELY ONE RIVERFRONT PLAZA CORNING NY 14831 1 Restricted Stock Unit 2013-06-28 4 A 0 2037.95 14.23 A Common Stock 2037.95 3950.93 D Phantom Stock 0 2013-06-28 4 A 0 694.85 14.23 A Common Stock 694.85 99571.6 D Phantom Stock 0 2013-07-01 4 M 0 99571.6 D Common Stock 99571.6 0 D Restricted Stock Unit 2013-07-01 4 M 0 99571.6 0 A Common Stock 99571.6 103522.53 D Each restricted stock unit represents a contingent right to receive one share of the company's common stock. Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until six months following termination as a Corning director. The value of each phantom stock unit is the economic equivalent of the cash value of the company's common stock on a one-for-one basis. Phantom stock units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. On July 1, 2013, based on a one-time election by the reporting person, phantom stock units will convert to (i) restricted stock units, to be held in a deferred account until six months following termination as a Corning director, or (ii) cash, to be held in a deferred account until (x) a date specified by the reporting person, or (y) termination as a Corning director. Each phantom stock unit was the economic equivalent of one restricted stock unit. Based on a one-time election, the phantom stock units converted to restricted stock units, to be held in a deferred account until six months following termination as a Corning director. The reporting person settled the phantom stock units for restricted stock units on 7/1/13, to be held in a deferred account until six months following termination as a Corning director. Linda E. Jolly, Power of Attorney 2013-07-02 EX-24 2 doc1.txt POWER OF ATTORNEY (PUBLIC): POWER OF ATTORNEY POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Jack H. Cleland, Melissa J. Gambol, Vincent P. Hatton, Linda E. Jolly, Mark S. Rogus and R. Tony Tripeny signing singly, his true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities and Exchange Act of 1934 and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete the execution of any such Form 3, 4 or 5 and the timely filing of such form with the United States Securities and Exchange Commission and any other authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney- in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in his discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform all and every act and thing whatsoever requisite, necessary and proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or his substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the right and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigned?s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. Unless earlier revoked in a signed writing, the undersigned grants such power and authority to remain in effect until such time as he or she is no longer required to file Forms 3, 4 or 5. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 23rd day of April, 2013. /s/ John Seely Brown