0001127602-12-015542.txt : 20120502 0001127602-12-015542.hdr.sgml : 20120502 20120502162907 ACCESSION NUMBER: 0001127602-12-015542 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20120501 FILED AS OF DATE: 20120502 DATE AS OF CHANGE: 20120502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morse David L CENTRAL INDEX KEY: 0001547488 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03247 FILM NUMBER: 12805654 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORNING INC /NY CENTRAL INDEX KEY: 0000024741 STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357] IRS NUMBER: 160393470 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 BUSINESS PHONE: 6079749000 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 FORMER COMPANY: FORMER CONFORMED NAME: CORNING GLASS WORKS DATE OF NAME CHANGE: 19890512 3 1 form3.xml PRIMARY DOCUMENT X0205 3 2012-05-01 0 0000024741 CORNING INC /NY GLW 0001547488 Morse David L ONE RIVERFRONT PLAZA CORNING NY 14831 1 Exec Vice President 2 of 2 Restricted Stock Unit Common Stock 14172 D Restricted Stock Unit Common Stock 29999 D Restricted Stock Unit Common Stock 13859 D Stock Options (Right to Buy) 10.05 2010-01-02 2019-01-01 Common Stock 50 I Held by Spouse Stock Options (Right to Buy) 19.19 2012-01-03 2021-01-02 Common Stock 100 I Held by Spouse Stock Options (Right to Buy) 13.04 2015-01-03 2022-01-02 Common Stock 50 I Held by Spouse Stock Options (Right to Buy) 19.56 2011-01-04 2020-01-03 Common Stock 125 I Held by Spouse Stock Options (Right to Buy) 17.82 2010-12-02 2019-12-01 Common Stock 125 I Held by Spouse Stock Options (Right to Buy) 8.67 2009-12-03 2018-12-02 Common Stock 50 I Held by Spouse Stock Options (Right to Buy) 18.16 2011-02-01 2020-01-31 Common Stock 125 I Held by Spouse Stock Options (Right to Buy) 22.69 2012-02-01 2021-01-31 Common Stock 100 I Held by Spouse Stock Options (Right to Buy) 12.90 2015-02-01 2022-01-31 Common Stock 50 I Held by Spouse Stock Options (Right to Buy) 10.25 2010-02-02 2019-02-01 Common Stock 50 I Held by Spouse Stock Options (Right to Buy) 22.03 2012-03-01 2021-02-28 Common Stock 100 I Held by Spouse Stock Options (Right to Buy) 12.97 2015-03-01 2022-02-28 Common Stock 50 I Held by Spouse Stock Options (Right to Buy) 25.44 2009-04-24 2018-04-23 Common Stock 500 I Held by Spouse Stock Options (Right to Buy) 24.91 2008-04-26 2017-04-25 Common Stock 500 I Held by Spouse Stock Options (Right to Buy) 28.20 2007-04-27 2016-04-26 Common Stock 250 I Held by Spouse Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. The Restricted Stock Units vest 100% on February 14, 2014. Vested shares will be delivered to the reporting person within 60 (sixty) days after February 14, 2014. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 14, 2014. The Restricted Stock Units vest 100% on February 16, 2015. Vested shares will be delivered to the reporting person within sixty (60) days after February 16, 2015. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 16, 2015. The Restricted Stock Units vest 100% on February 15, 2013. Vested shares will be delivered to the reporting person within 60 (sixty) days after February 15, 2013. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 15, 2013. The reporting person disclaims beneficial ownership of all securities held by spouse. The options vest in three equal annual installments beginning on January 3, 2012. The options will vest 100% at the end of three years from grant date. The options vest in three equal annual installments beginning on January 4, 2011. The options vest in three equal annual installments beginning on December 2, 2010. The options vest in three equal installments beginning on February 1, 2011. The options vest in three equal annual installments beginning on February 1, 2012. The options vest in three equal annual installments beginning on March 1, 2012. Denise A. Hauselt, Power of Attorney 2012-05-02 EX-24 2 doc1.txt POWER OF ATTORNEY POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Vincent P. Hatton, Denise A. Hauselt, Linda E. Jolly, Mark S. Rogus and R. Tony Tripeny signing singly, his or her true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned the application for EDGAR Form ID that is used to facilitate electronic filings with the Securities and Exchange Commission; (2) execute for and on behalf of the undersigned Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities and Exchange Act of 1934 and the rules thereunder; (3) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete the execution of any such Form 3, 4 or 5 and the timely filing of such form with the United States Securities and Exchange Commission and any other authority; and (4) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in his or her discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform all and every act and thing whatsoever requisite, necessary and proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or his or her substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the right and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigned?s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. Unless earlier revoked in a signed writing, the undersigned grants such power and authority to remain in effect until such time as he or she is no longer required to file Forms 3, 4 or 5. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 15th day of April, 2012. /s/David L. Morse David L. Morse