0001127602-12-015530.txt : 20120502 0001127602-12-015530.hdr.sgml : 20120502 20120502161918 ACCESSION NUMBER: 0001127602-12-015530 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20120501 FILED AS OF DATE: 20120502 DATE AS OF CHANGE: 20120502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morse David L CENTRAL INDEX KEY: 0001547488 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03247 FILM NUMBER: 12805531 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORNING INC /NY CENTRAL INDEX KEY: 0000024741 STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357] IRS NUMBER: 160393470 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 BUSINESS PHONE: 6079749000 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 FORMER COMPANY: FORMER CONFORMED NAME: CORNING GLASS WORKS DATE OF NAME CHANGE: 19890512 3 1 form3.xml PRIMARY DOCUMENT X0205 3 2012-05-01 0 0000024741 CORNING INC /NY GLW 0001547488 Morse David L ONE RIVERFRONT PLAZA CORNING NY 14831 1 Exec Vice President 1 of 2 Common Stock 62345 D Common Stock 900 I Held by 1st Child Common Stock 1800 I Held by 2nd Child Common Stock 5505 I Held by 3rd Child Common Stock 213 I Held by Spouse Common Stock 3296.0458 I Held by Wife - Employee Benefit Plan Common Stock - Jt. Tenant W/wife 2042 D Stock Options (Right to Buy) 19.47 2006-08-02 2012-12-03 Common Stock 1158 D Stock Options (Right to Buy) 19.47 2006-08-02 2013-01-02 Common Stock 1084 D Stock Options (Right to Buy) 19.47 2006-08-02 2013-02-02 Common Stock 1184 D Stock Options (Right to Buy) 21.08 2006-12-07 2015-12-06 Common Stock 21500 D Stock Options (Right to Buy) 19.68 2007-01-02 2016-01-01 Common Stock 10750 D Stock Options (Right to Buy) 24.65 2007-01-26 2012-12-03 Common Stock 1830 D Stock Options (Right to Buy) 24.65 2007-01-26 2013-01-02 Common Stock 1712 D Stock Options (Right to Buy) 24.44 2007-02-03 2013-02-02 Common Stock 1886 D Stock Options (Right to Buy) 21.89 2007-12-06 2016-12-05 Common Stock 18000 D Stock Options (Right to Buy) 24.92 2008-12-05 2017-12-04 Common Stock 20500 D Stock Options (Right to Buy) 18.85 2009-01-02 2017-01-01 Common Stock 9000 D Stock Options (Right to Buy) 24.72 2009-02-01 2016-01-31 Common Stock 10750 D Stock Options (Right to Buy) 8.67 2009-12-03 2018-12-02 Common Stock 13222 D Stock Options (Right to Buy) 23.37 2010-01-02 2018-01-01 Common Stock 10250 D Stock Options (Right to Buy) 10.05 2010-01-02 2019-01-01 Common Stock 13223 D Stock Options (Right to Buy) 20.86 2010-02-01 2017-01-31 Common Stock 9000 D Stock Options (Right to Buy) 10.25 2010-02-02 2019-02-01 Common Stock 13223 D Stock Options (Right to Buy) 17.82 2010-12-02 2019-12-01 Common Stock 11000 D Stock Options (Right to Buy) 19.56 2011-01-04 2020-01-03 Common Stock 11000 D Stock Options (Right to Buy) 24.61 2011-02-01 2018-01-31 Common Stock 10250 D Stock Options (Right to Buy) 18.16 2011-02-01 2020-01-31 Common Stock 11000 D Stock Options (Right to Buy) 19.19 2012-01-03 2021-01-02 Common Stock 11098 D Stock Options (Right to Buy) 22.69 2012-02-01 2021-01-31 Common Stock 9386 D Stock Options (Right to Buy) 22.03 2012-03-01 2021-02-28 Common Stock 9667 D Stock Options (Right to Buy) 13.04 2015-01-03 2022-01-02 Common Stock 19172 D Stock Options (Right to Buy) 12.90 2015-02-01 2022-01-31 Common Stock 19380 D Stock Options (Right to Buy) 12.97 2015-03-01 2022-02-28 Common Stock 19275 D Stock Options (Right to Buy) 14.30 2015-04-26 2022-04-25 Common Stock 17483 D The reporting person disclaims beneficial ownership of all securities held by spouse. The options vest in three equal annual installments beginning on December 2, 2010. The options vest in three equal annual installments beginning on January 4, 2011. The options vest in three equal installments beginning on February 1, 2011. The options vest in three equal annual installments beginning on January 3, 2012. The options vest in three equal annual installments beginning on February 1, 2012. The options vest in three equal annual installments beginning on March 1, 2012. The options will vest 100% at the end of three years from grant date. Denise A. Hauselt, Power of Attorney 2012-05-02 EX-24 2 doc1.txt POWER OF ATTORNEY POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Vincent P. Hatton, Denise A. Hauselt, Linda E. Jolly, Mark S. Rogus and R. Tony Tripeny signing singly, his or her true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned the application for EDGAR Form ID that is used to facilitate electronic filings with the Securities and Exchange Commission; (2) execute for and on behalf of the undersigned Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities and Exchange Act of 1934 and the rules thereunder; (3) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete the execution of any such Form 3, 4 or 5 and the timely filing of such form with the United States Securities and Exchange Commission and any other authority; and (4) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in his or her discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform all and every act and thing whatsoever requisite, necessary and proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or his or her substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the right and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigned?s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. Unless earlier revoked in a signed writing, the undersigned grants such power and authority to remain in effect until such time as he or she is no longer required to file Forms 3, 4 or 5. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 15th day of April, 2012. /s/David L. Morse David L. Morse