-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VHiN/9tf09DiC/qIXp9ETtU5igH7zpX/rgawPz9IY7qbb3KAQr0LE0J7eVbcdxTC 8NniiZ80eEF+oKebDTpcLg== 0001127602-09-024425.txt : 20091204 0001127602-09-024425.hdr.sgml : 20091204 20091204171814 ACCESSION NUMBER: 0001127602-09-024425 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091202 FILED AS OF DATE: 20091204 DATE AS OF CHANGE: 20091204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McRae Lawrence D CENTRAL INDEX KEY: 0001323998 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03247 FILM NUMBER: 091224319 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORNING INC /NY CENTRAL INDEX KEY: 0000024741 STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357] IRS NUMBER: 160393470 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 BUSINESS PHONE: 6079749000 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 FORMER COMPANY: FORMER CONFORMED NAME: CORNING GLASS WORKS DATE OF NAME CHANGE: 19890512 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2009-12-02 0000024741 CORNING INC /NY GLW 0001323998 McRae Lawrence D ONE RIVERFRONT PLAZA CORNING NY 14831 1 Senior Vice President Common Stock 2009-12-04 4 M 0 17000 8.67 A 77319 D Common Stock 2009-12-04 4 M 0 32500 12.70 A 109819 D Common Stock 2009-12-04 4 S 0 49500 18.4481 D 60319 D Stock Options (Right to Buy) 17.82 2009-12-02 4 A 0 15333 0 A 2010-12-02 2019-12-01 Common Stock 15333 15333 D Restricted Stock Unit 2009-12-02 4 A 0 20500 0 A Common Stock 20500 20500 D Stock Options (Right to Buy) 8.67 2009-12-04 4 M 0 17000 0 D 2009-12-03 2018-12-02 Common Stock 17000 34000 D Stock Options (Right to Buy) 12.70 2009-12-04 4 M 0 32500 0 D 2005-12-01 2014-11-30 Common Stock 32500 0 D Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock The Restricted Stock Units vest 100% on February 15, 2013. Vested shares will be delivered to the reporting person within 60 (sixty) days after February 15, 2013. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 15, 2013. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.43 to $18.47, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth previously in this footnote. Denise A. Hauselt, Power of Attorney 2009-12-04 -----END PRIVACY-ENHANCED MESSAGE-----