0000947871-16-001107.txt : 20160411 0000947871-16-001107.hdr.sgml : 20160411 20160411172426 ACCESSION NUMBER: 0000947871-16-001107 CONFORMED SUBMISSION TYPE: SC TO-C PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20160411 DATE AS OF CHANGE: 20160411 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCE FIBER OPTIC PRODUCTS INC CENTRAL INDEX KEY: 0001122342 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770554122 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC TO-C SEC ACT: 1934 Act SEC FILE NUMBER: 005-60751 FILM NUMBER: 161565877 BUSINESS ADDRESS: STREET 1: 275 GIBRALTAR DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4087366900 MAIL ADDRESS: STREET 1: 275 GIBRALTAR DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE FIBER OPTICS PRODUCTS INC DATE OF NAME CHANGE: 20000822 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CORNING INC /NY CENTRAL INDEX KEY: 0000024741 STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357] IRS NUMBER: 160393470 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC TO-C BUSINESS ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 BUSINESS PHONE: 6079749000 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 FORMER COMPANY: FORMER CONFORMED NAME: CORNING GLASS WORKS DATE OF NAME CHANGE: 19890512 SC TO-C 1 ss1445394_sctoc.htm TENDER OFFER STATEMENT


 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE TO
Tender Offer Statement Under Section 14(d)(1) or 13(e)(1)
of the Securities Exchange Act of 1934
 
Alliance Fiber Optic Products, Inc.
(Name of Subject Company)
 
Apricot Merger Company
a wholly-owned subsidiary of
Corning Incorporated
(Name of Filing Persons, Offerors)
 
Common Stock, par value $0.001 per share
(Title of Class of Securities)
 
018680306
(CUSIP Number of Class of Securities)
 
Linda E. Jolly
Vice President & Corporate Secretary
Corning Incorporated
One Riverfront Plaza
Corning, NY 14831
Telephone: (607) 974-9000
(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications on Behalf of Filing Persons)
 

 
Copy to:
Clare O’Brien
David Connolly
Shearman & Sterling LLP
599 Lexington Avenue
New York, New York 10022
Telephone: (212) 848-4000
 
Calculation of Filing Fee
 
Transaction Valuation
Amount of Filing Fee
N/A
N/A
 
o
Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and date of its filing.
 
Amount Previously Paid: N/A
Filing Party: N/A
Form or Registration No.: N/A
Date Filed: N/A
 
þ
Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer.
 
Check the appropriate boxes below to designate any transactions to which the statement relates:
 
þ
third-party tender offer subject to Rule 14d-1.
 
¨
issuer tender offer subject to Rule 13e-4.
 
¨
going-private transaction subject to Rule 13e-3.
 
¨
amendment to Schedule 13D under Rule 13d-2.
 
Check the following box if the filing is a final amendment reporting the results of the tender offer: ¨
 
 


 
 
 
 
 
 
SCHEDULE TO
 
This Tender Offer Statement on Schedule TO is being filed by Corning Incorporated (“Corning”), a New York corporation, and Apricot Merger Company (“Purchaser”), a Delaware corporation and a wholly owned subsidiary of Corning, pursuant to General Instruction D to Schedule TO.
 
Additional Information
 
This announcement is neither an offer to purchase nor a solicitation of an offer to sell securities. The tender offer for the outstanding shares of Alliance Fiber Optic Products, Inc.’s (“AFOP’s”) common stock described in this announcement has not commenced. At the time the tender offer is commenced, Corning and Purchaser will file a Schedule TO Tender Offer Statement with the Securities and Exchange Commission (the “SEC”) and AFOP will file a Schedule 14D-9 Solicitation/Recommendation Statement with the SEC, in each case with respect to the offer. The Tender Offer Statement (including an offer to purchase, a related letter of transmittal and other offer documents) and the Solicitation/Recommendation Statement will contain important information that should be read carefully before any decision is made with respect to the tender offer. Those materials and all other documents filed by Corning and Purchaser with the SEC will be available at no charge on the SEC’s website at www.sec.gov. The Schedule TO Tender Offer Statement and related materials may be obtained for free by directing such requests to Corning Incorporated, Attention: Ann H.S. Nicholson, Division Vice President – Investor Relations at (607) 974-9000.  The Schedule 14D-9 Solicitation/Recommendation Statement and such other documents may be obtained for free from AFOP under the “Investor Relations” section of AFOP’s website at http://investor.afop.com/sec.cfm.
 
ITEM 12. EXHIBITS
 
    (a)(5)(A)    
Email to employees of Corning Optical Communications from Clark Kinlin, dated April 8, 2016.
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

 
 
EXHIBIT INDEX
 
Exhibit No.
 
Exhibit
(a)(5)(A)
 
Email to employees of Corning Optical Communications from Clark Kinlin, dated April 8, 2016.
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

EX-99.A.5.A 2 ss1445394_ex99a5a.htm EMAIL TO EMPLOYEES
From: Clark Kinlin
 
Sent: Friday, April 08, 2016
 
Subject: Optical Communications Business Update
 

 
To all COC employees,
 
Corning Incorporated recently announced that it has entered into a definitive agreement with Alliance Fiber Optic Products, Inc. (AFOP) to purchase AFOP through a tender offer and back-end merger. We expect the transaction will close no later than June 3, 2016.
 
You can read more about the announcement here<http://www.corning.com/worldwide/en/about-us/news-events/news-releases/2016/04/corning-to-acquire-alliance-fiber-optic-products-inc.html>.
 
This is exciting news for Corning Optical Communications – as our two companies have a shared focus on delivering innovative optical solutions for communications networks.
 
AFOP designs and manufactures high-performance passive optical components used by cloud data center operators, and by leading datacom and telecom OEMs (original equipment manufacturers). The acquisition strengthens COC’s position in the fast-growing data center market, and brings additional products that we can offer our customers. This is especially important as optics move deeper “inside the box” for high-speed computing, and for next-generation routers and switches for data centers.
 
Until we officially close this deal, AFOP and Corning will remain separate entities. Once the acquisition is finalized, Corning will integrate AFOP into COC and a joint integration team will begin the process of welcoming our new colleagues into the Corning family.
 

 
Best,
 
/s/ Clark Kinlin
 
Executive Vice President,
 
Optical Communications