-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ig0nZnx11YJydib5r4p3bNp41M99Vg2rXG11QP3qYxFKTyS5Fo6mv4xn7j2qPOjR wHu9eUkJqFHHC5wMJFgaxA== 0000024741-01-500071.txt : 20020411 0000024741-01-500071.hdr.sgml : 20020411 ACCESSION NUMBER: 0000024741-01-500071 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011115 ITEM INFORMATION: Other events FILED AS OF DATE: 20011115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CORNING INC /NY CENTRAL INDEX KEY: 0000024741 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 160393470 STATE OF INCORPORATION: NY FISCAL YEAR END: 1228 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-03247 FILM NUMBER: 1792517 BUSINESS ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 BUSINESS PHONE: 6079749000 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLAZA CITY: CORNING STATE: NY ZIP: 14831 FORMER COMPANY: FORMER CONFORMED NAME: CORNING GLASS WORKS DATE OF NAME CHANGE: 19890512 8-K 1 pressrelease111501.txt FORM 8-K PRESS RELEASE SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 15, 2001 CORNING INCORPORATED (Exact name of registrant as specified in its charter) New York 1-3247 16-0393470 - ----------------------------------------------------------------------------- (State or other jurisdiction (Commission (I.R.S. Employer of Incorporation) File Number) Identification No.) One Riverfront Plaza, Corning, New York 14831 - ----------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (607) 974-9000 ------------------------- N/A - ----------------------------------------------------------------------------- (Former name or former address, if changed since last report.) Page 1 of 4 Pages Exhibit Index on Page 4 Item 5. Other Events and Regulation FD. ------------------------------- On November 15, 2001, Corning Incorporated announced that the underwriters exercised their option to purchase an additional $65 million principal amount of convertible debentures due November 1, 2008, in addition to the $600 million they purchased from the company on November 8, 2001. The press release relating to this announcement is filed herewith as Exhibit 99.1 and is incorporated herein by reference. Item 7. Financial Statements, Pro Forma Financial Information and Exhibits. ------------------------------------------------------------------ (c) Exhibits. 99.1 Press Release dated November 15, 2001 Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: November 15, 2001 CORNING INCORPORATED By /s/ Katherine A. Asbeck --------------------------------------- Katherine A. Asbeck Senior Vice President & Controller INDEX TO EXHIBITS (c) Exhibits -------- 99.1 Press Release dated November 15, 2001 FOR RELEASE -- NOVEMBER 15, 2001 Media Contact: Investor Relations Contact: Daniel F. Collins Katherine M. Dietz (607) 974-4197 (607) 974-8217 collinsdf@corning.com dietzkm@corning.com - --------------------- ------------------- Corning Incorporated Announces Underwriters Have Exercised Option to Purchase Additional Securities CORNING, N.Y. -- Corning Incorporated (NYSE:GLW) today announced that the underwriters have exercised their option to purchase an additional $65 million principal amount of 3.50% convertible debentures due November 1, 2008, in addition to the $600 million they purchased from the company on November 8, 2001. The debentures are redeemable at Corning's option after November 2004. The securities are issued under Corning's existing $5 billion universal shelf registration statement. The sole bookrunning manager was Goldman, Sachs & Co. Net proceeds from the sale of additional securities will be used for general corporate purposes, including working capital requirements, normal, ongoing capital spending, and the possible funding of future acquisitions. The offering of the convertible debentures represents a new financing by Corning. The offering was made by means of a prospectus supplement to a prospectus that is part of Corning's universal shelf registration statement previously filed with the U.S. Securities and Exchange Commission and declared effective in March 2001. For a copy of the prospectus and prospectus supplement relating to the offering, contact the prospectus department of Goldman, Sachs & Co., 85 Broad Street, New York, N.Y.,10004; telephone: (212) 902-1171. This news release shall not constitute an offer to sell, or the solicitation of an offer to buy, nor shall there by any sale of these securities in any jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such jurisdiction. Established in 1851, Corning Incorporated creates leading-edge technologies for the fastest-growing markets of the world's economy. Corning manufactures optical fiber, cable and photonic products for the telecommunications industry; and high-performance displays and components for television, information technology and other communications-related industries. The company also uses advanced materials to manufacture products for scientific, semiconductor and environmental markets. -----END PRIVACY-ENHANCED MESSAGE-----