0000921895-21-001850.txt : 20210712
0000921895-21-001850.hdr.sgml : 20210712
20210712190828
ACCESSION NUMBER: 0000921895-21-001850
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210701
FILED AS OF DATE: 20210712
DATE AS OF CHANGE: 20210712
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CONTINENTAL GENERAL INSURANCE CO
CENTRAL INDEX KEY: 0000024046
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
STATE OF INCORPORATION: NE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35210
FILM NUMBER: 211086418
BUSINESS ADDRESS:
STREET 1: 11001 LAKELINE BLVD., STE. 120
CITY: AUSTIN
STATE: TX
ZIP: 78717
BUSINESS PHONE: 4023973200
MAIL ADDRESS:
STREET 1: 11001 LAKELINE BLVD., STE. 120
CITY: AUSTIN
STATE: TX
ZIP: 78717
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Continental Insurance Group, Ltd.
CENTRAL INDEX KEY: 0001663139
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35210
FILM NUMBER: 211086420
BUSINESS ADDRESS:
STREET 1: 11001 LAKELINE BLVD., STE. 120
CITY: AUSTIN
STATE: TX
ZIP: 78717
BUSINESS PHONE: 7038650700
MAIL ADDRESS:
STREET 1: 11001 LAKELINE BLVD., STE. 120
CITY: AUSTIN
STATE: TX
ZIP: 78717
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Continental LTC, Inc.
CENTRAL INDEX KEY: 0001872142
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35210
FILM NUMBER: 211086419
BUSINESS ADDRESS:
STREET 1: 11001 LAKELINE BLVD., STE. 120
CITY: AUSTIN
STATE: TX
ZIP: 78717
BUSINESS PHONE: 866-830-0607
MAIL ADDRESS:
STREET 1: 11001 LAKELINE BLVD., STE. 120
CITY: AUSTIN
STATE: TX
ZIP: 78717
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Continental General Holdings LLC
CENTRAL INDEX KEY: 0001872137
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35210
FILM NUMBER: 211086421
BUSINESS ADDRESS:
STREET 1: 11001 LAKELINE BLVD., STE. 120
CITY: AUSTIN
STATE: TX
ZIP: 78717
BUSINESS PHONE: 866-830-0607
MAIL ADDRESS:
STREET 1: 11001 LAKELINE BLVD., STE. 120
CITY: AUSTIN
STATE: TX
ZIP: 78717
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HC2 HOLDINGS, INC.
CENTRAL INDEX KEY: 0001006837
STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED STRUCTURAL METAL PRODUCTS [3440]
IRS NUMBER: 541708481
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 295 MADISON AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-235-2690
MAIL ADDRESS:
STREET 1: 295 MADISON AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: HC2 Holdings, Inc.
DATE OF NAME CHANGE: 20140415
FORMER COMPANY:
FORMER CONFORMED NAME: PTGi HOLDING, INC.
DATE OF NAME CHANGE: 20131108
FORMER COMPANY:
FORMER CONFORMED NAME: PRIMUS TELECOMMUNICATIONS GROUP INC
DATE OF NAME CHANGE: 19960814
3
1
form312866con_07122021.xml
OWNERSHIP DOCUMENT
X0206
3
2021-07-01
0
0001006837
HC2 HOLDINGS, INC.
HCHC
0001872137
Continental General Holdings LLC
11001 LAKELINE BLVD., STE. 120
AUSTIN
TX
78717
0
0
1
0
0001663139
Continental Insurance Group, Ltd.
11001 LAKELINE BLVD., STE. 120
AUSTIN
TX
78717
0
0
1
0
0001872142
Continental LTC, Inc.
11001 LAKELINE BLVD., STE. 120
AUSTIN
TX
78717
0
0
1
0
0000024046
CONTINENTAL GENERAL INSURANCE CO
11001 LAKELINE BLVD., STE. 120
AUSTIN
TX
78717
0
0
1
0
Series A-3 Convertible Preferred Stock
3.5187
2026-07-01
Common Stock, par value $0.001 per share
1764357
I
By: Continental General Insurance Co
Series A-4 Convertible Preferred Stock
5.3318
2026-07-01
Common Stock, par value $0.001 per share
1875539
I
By: Continental General Insurance Co
The Series A-3 Convertible Preferred Stock and the Series A-4 Convertible Preferred Stock are convertible at any time at the option of the holder.
Continental General Holdings LLC ("CGH"), Continental Insurance Group, Ltd. ("CIG"), Continental General Insurance Company ("CGIC"), Continental LTC, Inc. ("CLTC") and certain other persons may be deemed to be members of a Section 13(d) group that beneficially owns more than 10% of the Issuer's outstanding Common Stock. The securities reported herein are directly held by CGIC. CLTC serves as the sole owner of CGIC. CIG serves as the sole owner of CLTC and the indirect parent operating company of CGIC. CGH serves as an investment holding company and the sole owner of CIG. By virtue of the foregoing relationships, each of CGH, CIG and CLTC may be deemed to beneficially own the shares beneficially owned directly by CGIC.
The reporting persons disclaims beneficial ownership of the shares of Common Stock of the Issuer beneficially owned directly by the other members of the Section 13(d) group except to the extent of its pecuniary interest therein.
Continental General Holdings, LLC; By: /s/ Michael Gorzynski, Executive Chair
2021-07-12
Continental Insurance Group, Ltd.; By: /s/ Michael Gorzynski, President
2021-07-12
Continental LTC, Inc.; By: /s/ Michael Gorzynski, President
2021-07-12
Continental General Insurance Company; By: /s/ Michael Gorzynski, Executive Chair
2021-07-12