0001415889-22-010005.txt : 20220928 0001415889-22-010005.hdr.sgml : 20220928 20220928173025 ACCESSION NUMBER: 0001415889-22-010005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220701 FILED AS OF DATE: 20220928 DATE AS OF CHANGE: 20220928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Daniel Earl CENTRAL INDEX KEY: 0001623528 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11350 FILM NUMBER: 221277157 MAIL ADDRESS: STREET 1: P.O. BOX 10809 CITY: DAYTONA BEACH STATE: FL ZIP: 32120 FORMER NAME: FORMER CONFORMED NAME: SMITH DANIEL EARL DATE OF NAME CHANGE: 20141028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CTO Realty Growth, Inc. CENTRAL INDEX KEY: 0000023795 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 590483700 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 369 N. NEW YORK AVE. STREET 2: SUITE 201 CITY: WINTER PARK STATE: FL ZIP: 32789 BUSINESS PHONE: 407-904-3324 MAIL ADDRESS: STREET 1: 369 N. NEW YORK AVE. STREET 2: SUITE 201 CITY: WINTER PARK STATE: FL ZIP: 32789 FORMER COMPANY: FORMER CONFORMED NAME: CTO Realty Growth Inc. DATE OF NAME CHANGE: 20200508 FORMER COMPANY: FORMER CONFORMED NAME: CONSOLIDATED TOMOKA LAND CO DATE OF NAME CHANGE: 19920703 4 1 form4-09282022_050907.xml X0306 4 2022-07-01 0000023795 CTO Realty Growth, Inc. CTO 0001623528 Smith Daniel Earl 1140 N. WILLIAMSON BLVD. SUITE 140 DAYTONA BEACH FL 32114 false true false false SVP, GEN COUNSEL & CORP SECRET Common Stock 2022-07-01 4 A 0 9000 0 A 129991 D Common Stock 2022-09-27 4 P 0 500 18.8678 A 130491 D Common Stock 2022-09-27 4 P 0 500 18.7455 A 130991 D Common Stock 3000 I Kathyleen R. Smith WFCS Custodian Trad IRA Common Stock 1110 I Kathyleen R. Smith TOD Restricted shares which vest on the third anniversary of July 1, 2022, provided that the reporting person is an employee of the Issuer on such date. This amount includes the following: (i) the 9,000 restricted shares reported above, as well as 14,997 additional shares of restricted common stock which vest over time which were previously reported; and (ii) 1,037 shares of common stock acquired through the Issuer's dividend reinvestment plan since June 9, 2022 (the date of the reporting person's previous Form 4 filing). Share amounts reported in this Form 4 reflect the Company's 3-for-1 stock split, which was effected in the form of a stock dividend that was paid on June 30, 2022 to stockholders of record at the close of business on June 27, 2022. The Company's stock began trading at the post-split price on July 1, 2022. The reporting person may be regarded as the beneficial owner of the shares of the Issuer's common stock held in this account as a result of a durable power of attorney pursuant to which the reporting person has the authority to direct the voting and disposition of such shares. The reporting person disclaims beneficial ownership of any shares of the Issuer's common stock held in this account except to the extent of his pecuniary interest therein. /s/ Daniel E. Smith 2022-09-28