0001415889-22-006395.txt : 20220609 0001415889-22-006395.hdr.sgml : 20220609 20220609180010 ACCESSION NUMBER: 0001415889-22-006395 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220607 FILED AS OF DATE: 20220609 DATE AS OF CHANGE: 20220609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Daniel Earl CENTRAL INDEX KEY: 0001623528 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11350 FILM NUMBER: 221007102 MAIL ADDRESS: STREET 1: P.O. BOX 10809 CITY: DAYTONA BEACH STATE: FL ZIP: 32120 FORMER NAME: FORMER CONFORMED NAME: SMITH DANIEL EARL DATE OF NAME CHANGE: 20141028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CTO Realty Growth, Inc. CENTRAL INDEX KEY: 0000023795 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 590483700 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1140 NORTH WILLIAMSON BLVD., STE. 140 CITY: DAYTONA BEACH STATE: FL ZIP: 32114 BUSINESS PHONE: 386-274-2202 MAIL ADDRESS: STREET 1: PO BOX 10809 CITY: DAYTONA BEACH STATE: FL ZIP: 32120-0809 FORMER COMPANY: FORMER CONFORMED NAME: CTO Realty Growth Inc. DATE OF NAME CHANGE: 20200508 FORMER COMPANY: FORMER CONFORMED NAME: CONSOLIDATED TOMOKA LAND CO DATE OF NAME CHANGE: 19920703 4 1 form4-06092022_060601.xml X0306 4 2022-06-07 0000023795 CTO Realty Growth, Inc. CTO 0001623528 Smith Daniel Earl P.O. BOX 10809 DAYTONA BEACH FL 32120 false true false false SVP, GEN COUNSEL & CORP SECRET Common Stock 2022-06-07 4 M 0 9000 39.87 A 46291 D Common Stock 2022-06-07 4 F 0 6306 65.97 D 39985 D Common Stock 1000 I Kathyleen R. Smith WFCS Custodian Trad IRA Common Stock 370 I Kathyleen R. Smith TOD Employee Stock Option 39.87 2022-06-07 4 M 0 9000 0 D 2024-10-22 Common Stock 9000 0 D This amount includes (i) 4,999 shares of restricted common stock which vest over time, which were previously reported, and (ii) 261 shares of common stock acquired through the Issuer's dividend reinvestment plan since February 18, 2022 (the date of the Reporting Person's previous Form 4 filing). The Reporting Person may be regarded as the beneficial owner of the shares of the Issuer's common stock held in this account as a result of a durable power of attorney pursuant to which the Reporting Person has the authority to direct the voting and disposition of such shares. The Reporting Person disclaims beneficial ownership of any shares of the Issuer's common stock held in this account except to the extent of his pecuniary interest therein. The option, representing a right to purchase a total of 12,541 shares, became exercisable in three installments on the first, second and third anniversaries of the grant date, which was 10/22/2014. /s/ Daniel E. Smith 2022-06-09