8-K 1 cto-20170103x8k.htm 8-K 8K CTO Response to WG Letters

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): December 15, 2016

 

Consolidated-Tomoka Land Co.

(Exact name of Registrant as Specified in Its Charter)

 

 

Florida

001-11350

59-0483700

(State or Other Jurisdiction

of Incorporation)

(Commission

File Number)

(IRS Employer

Identification No.)

 

 

 

1530 Cornerstone Boulevard, Suite 100

Daytona Beach, Florida

 

32117

(Address of Principal Executive Offices)

 

(Zip Code)

Registrant’s Telephone Number, Including Area Code: (386) 274-2202

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):

◻Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

◻Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

◻Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

◻Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

 

Item 8.01. Other Events

On December 15, 2016, legal counsel for Consolidated-Tomoka Land Co. (the “Company”) delivered a letter (the “December 2016 Letter”) to Wintergreen Advisors, LLC (“Wintergreen”) on behalf of the Company, which letter is referenced in an amendment to the Schedule 13D filed by Wintergreen on January 3, 2017.  The December 2016 Letter was in response to Wintergreen’s letters to the Company dated November 14, 2016 and November 25, 2016 which were referenced by Wintergreen in amendments to its Schedule 13D filings on November 22 and November 28, 2016, respectively. 

(c) Exhibits

 

Exhibit

Number

 

Description

99.1

 

 Letter dated December 15, 2016

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

 

Company Name

 

 

 

 

 

Date: January 3, 2017

 

By:

 

/s/ Mark E. Patten

 

 

 

 

Mark E. Patten,

 

 

 

 

Senior Vice President and Chief Financial Officer