FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 09/20/2011 |
3. Issuer Name and Ticker or Trading Symbol
Con-way Inc. [ CNW ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 135 | D | |
Common Stock | 924.7327 | I | by 401(k) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Option (right to buy) | (1) | 01/26/2019 | Common Stock | 12,085 | $20.27 | D | |
Non-Qualified Stock Option (right to buy) | (1) | 02/07/2021 | Common Stock | 14,455 | $31.89 | D | |
Non-Qualified Stock Option (right to buy) | (2) | 01/28/2018 | Common Stock | 6,052 | $44.09 | D | |
Non-Qualified Stock Option (right to buy) | (2) | 01/24/2015 | Common Stock | 4,300 | $46.02 | D | |
Non-Qualified Stock Option (right to buy) | (2) | 01/29/2017 | Common Stock | 6,500 | $46.65 | D | |
Non-Qualified Stock Option (right to buy) | (2) | 10/17/2015 | Common Stock | 8,000 | $51.72 | D | |
Non-Qualified Stock Option (right to buy) | (2) | 01/22/2016 | Common Stock | 3,000 | $55.2 | D | |
Restricted Stock Units | (3) | (3) | Common Stock | 21,382 | (4) | D | |
Stock Appreciation Rights | (5) | 02/09/2020 | Common Stock | 14,165 | $28.92 | D |
Explanation of Responses: |
1. The option vests in three equal annual installments beginning January 1 following the date of grant. |
2. The option is fully vested and exercisable. |
3. The total share amount represents restricted stock unit awards granted on 1/26/2009, 2/9/2010, and 2/7/2011. These RSUs vest on the third anniversary of the grant date. The shares will be delivered to the reporting person upon vest of RSUs. |
4. Each restricted stock unit represents a contingent right to receive one share of common stock at no cost to the reporting person. |
5. Cash-settled SARs vest in three equal annual installments beginning on January 1 following the date of grant and expire 10 years from the date of grant. |
By: Jessica Carbullido For: Walter G. Lehmkuhl | 09/22/2011 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |