-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HZWdM7aRcehAWTbivVX2l5k6UDxoU380NrYDVKS9NwIXTAfE+Yg1mdes5+a6Lc3Z 5DklspBqawYb1jnoO6TqmQ== 0001202811-04-000006.txt : 20040617 0001202811-04-000006.hdr.sgml : 20040617 20040617194846 ACCESSION NUMBER: 0001202811-04-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040615 FILED AS OF DATE: 20040617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RATNATHICAM SANCHAYAN CENTRAL INDEX KEY: 0001202811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05046 FILM NUMBER: 04869656 BUSINESS ADDRESS: STREET 1: CNF INC STREET 2: 3240 HILLVIEW AVE. CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CNF INC CENTRAL INDEX KEY: 0000023675 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 941444798 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3240 HILLVIEW AVE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6504942900 MAIL ADDRESS: STREET 1: 1717 NW 21ST AVE CITY: PORTLAND STATE: OR ZIP: 97209 FORMER COMPANY: FORMER CONFORMED NAME: CNF TRANSPORTATION INC DATE OF NAME CHANGE: 19970509 FORMER COMPANY: FORMER CONFORMED NAME: CONSOLIDATED FREIGHTWAYS INC DATE OF NAME CHANGE: 19920703 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2004-06-15 0 0000023675 CNF INC CNF 0001202811 RATNATHICAM SANCHAYAN 0 1 0 0 Senior VP and CFO Common Stock 24713.4054 D Common Stock 367.8189 I Direct-Joint Tenancy Common Stock 1151.9306 I by 401(k) Common Stock 12974 I by Trust Phantom Stock 2004-06-15 4 A 0 4.112 38.48 A Common Stock 4.112 1586.289 I by Phantom Stock Incentive Stock Option (right to buy) 18.05 2006-07-01 Common Stock 4737 4737 D Incentive Stock Option (right to buy) 25.11 2011-12-04 Common Stock 3982 3982 D Incentive Stock Option (right to buy) 27.0625 2010-12-06 Common Stock 3695 3695 D Incentive Stock Option (right to buy) 30.75 2009-12-08 Common Stock 3252 3252 D Incentive Stock Option (right to buy) 31.38 2012-12-02 Common Stock 3186 3186 D Incentive Stock Option (right to buy) 36.5625 2008-12-09 Common Stock 2735 2735 D Incentive Stock Option (right to buy) 43.0625 2008-06-30 Common Stock 2322 2322 D Non-Qualified Stock Option (right to buy) 18.05 2006-07-01 Common Stock 3553 3553 D Non-Qualified Stock Option (right to buy) 19.3167 2004-07-25 Common Stock 3730 3730 D Non-Qualified Stock Option (right to buy) 19.6333 2005-07-24 Common Stock 4145 4145 D Non-Qualified Stock Option (right to buy) 22.25 2010-10-01 Common Stock 75000 75000 D Non-Qualified Stock Option (right to buy) 25.11 2011-12-04 Common Stock 86018 86018 D Non-Qualified Stock Option (right to buy) 25.4375 2005-08-01 2010-08-01 Common Stock 50000 50000 D Non-Qualified Stock Option (right to buy) 27.0625 2010-12-06 Common Stock 48305 48305 D Non-Qualified Stock Option (right to buy) 30.75 2009-12-08 Common Stock 38748 38748 D Non-Qualified Stock Option (right to buy) 31.38 2012-12-02 Common Stock 41814 41814 D Non-Qualified Stock Option (right to buy) 32.25 2007-07-01 Common Stock 6000 6000 D Non-Qualified Stock Option (right to buy) 35.5 2007-08-27 Common Stock 25000 25000 D Non-Qualified Stock Option (right to buy) 36.5625 2008-12-09 Common Stock 19765 19765 D Non-Qualified Stock Option (right to buy) 43.0625 2008-06-30 Common Stock 10178 10178 D Series B Preferred Stock 1988-08-08 Common Stock 214.9844 214.9844 I by 401(k) These shares were acquired under the CNF Thrift and Stock Plan during 2003 at prices ranging from $25.38 to $33.9247 per share, in a transaction that was exempt from Section 16(b) by virtue of Rule 16(b)-3. These shares are held in a trust in which the reporting person and his spouse are settlers, trustees and beneficiaries. Shares of phantom stock are acquired on a 1-for1 basis either upon an election to convert a stated amount of their existing balance or through the reinvestment of dividend-equivalents under terms of the Deferred Compensation Plan. Phantom stock becomes payable, in cash or common stock at the discretion of the Compensation Committee, upon the reporting person's termination of employment. Options vest in full one year from grant date. The options vest in four quarterly annual installments beginning on January 1 following grant date. These shares vest in quarterly installments over four years beginning one year from the date of grant. These shares were acquired under the CNF Thrift and Stock Plan as matching contributions or in lieu of cash dividends on other Series B preferred. Each Series B share converts to 4.708 shares of common stock at the option of the Trustee. Upon termination of plan participation each Series B preferred share, with a market value of $152.10, is converted to the equivalent number of common shares, but in no event fewer than 4.708 shares. Sanchayan C. Ratnathicam 2004-06-17 -----END PRIVACY-ENHANCED MESSAGE-----