-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IY9PziC9eDG9fiWF66M7eLyz2R+kaDkIGovKcn0C27yGFXgggyLleJANeO7X02j2 nS0kUTwBF0vvRJrw/XQ0WQ== 0001209191-10-015187.txt : 20100308 0001209191-10-015187.hdr.sgml : 20100308 20100308141932 ACCESSION NUMBER: 0001209191-10-015187 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100301 FILED AS OF DATE: 20100308 DATE AS OF CHANGE: 20100308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Garvey Mark A CENTRAL INDEX KEY: 0001466339 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03344 FILM NUMBER: 10663224 MAIL ADDRESS: STREET 1: C/O SARA LEE CORPORATION STREET 2: 3500 LACEY ROAD CITY: DOWNERS GROVE STATE: IL ZIP: 60515 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sara Lee Corp CENTRAL INDEX KEY: 0000023666 STANDARD INDUSTRIAL CLASSIFICATION: FOOD & KINDRED PRODUCTS [2000] IRS NUMBER: 362089049 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 3500 LACEY ROAD CITY: DOWNERS GROVE STATE: IL ZIP: 60515 BUSINESS PHONE: 6305986000 MAIL ADDRESS: STREET 1: 3500 LACEY ROAD CITY: DOWNERS GROVE STATE: IL ZIP: 60515 FORMER COMPANY: FORMER CONFORMED NAME: LEE SARA CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CONSOLIDATED FOODS CORP DATE OF NAME CHANGE: 19850402 FORMER COMPANY: FORMER CONFORMED NAME: CONSOLIDATED GROCERD CORP DATE OF NAME CHANGE: 19731220 3 1 doc3.xml FORM 3 SUBMISSION X0203 3 2010-03-01 0 0000023666 Sara Lee Corp SLE 0001466339 Garvey Mark A C/O SARA LEE CORPORATION 3500 LACEY ROAD DOWNERS GROVE IL 60515 0 1 0 0 VP & Corp Controller Common Stock 35885 D Common Stock 115043 D Common Stock 879 I By 401(k) plan employee stock option (right to buy) 19.80 2010-04-27 common stock 2136 D employee stock option (right to buy) 18.34 2010-04-27 common stock 1814 D employee stock option (right to buy) 19.77 2010-04-27 common stock 3835 D employee stock option (right to buy) 20.90 2010-04-27 common stock 2993 D employee stock option (right to buy) 18.83 2011-08-30 common stock 17424 D employee stock option (right to buy) 15.96 2012-08-29 common stock 3486 D employee stock option (right to buy) 20.90 2012-08-29 common stock 2902 D employee stock option (right to buy) 19.77 2012-08-29 common stock 3010 D employee stock option (right to buy) 16.705 2013-01-30 common stock 2556 D employee stock option (right to buy) 19.77 2013-01-30 common stock 866 D employee stock option (right to buy) 20.90 2013-01-30 common stock 263 D employee stock option (right to buy) 9.79 2009-08-27 2019-08-27 common stock 103526 D Consists of restricted stock units ("RSU") that may be settled only for shares of common stock. RSUs will vest, subject to the reporting person's continued employment with Sara Lee through the vesting date, on the following schedule: 33,354 RSUs will vest on August 31, 2010; 43,384 RSUs will vest on August 31, 2011; and 38,305 RSU will vest on August 31, 2012. Upon vesting, the RSUs will be converted into shares of common stock on a one-for-one basis. Option is vested and immediately exercisable as of the date of this filing. Employee stock options generally vest in three equal annual installments and expire ten years after the date of grant. Option vests in full on August 31, 2012, subject to the reporting person's continued employment with Sara Lee through that date. Mr. Garvey ceased to be a reporting person of Sara Lee Corporation as of October 1, 2009, when he ceased to be Sara Lee's Interim CFO. He became a reporting person on March 1, 2010 due to his appointment as Corporate Controller (principal accounting officer). /s/ Helen S. Kaminski for Mark A. Garvey pursuant to power of attorney previously filed. 2010-03-08 -----END PRIVACY-ENHANCED MESSAGE-----