-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G4xxXWBrqEXHIKXewmVeSpGWWL3e9vbi5snl4TJOyXcQL9WPJjbDmqe4QFDw72Z9 73jkYtWNX2NmIGpU0ATfBQ== 0001209191-07-003427.txt : 20070112 0001209191-07-003427.hdr.sgml : 20070112 20070112140416 ACCESSION NUMBER: 0001209191-07-003427 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070110 FILED AS OF DATE: 20070112 DATE AS OF CHANGE: 20070112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sara Lee Corp CENTRAL INDEX KEY: 0000023666 STANDARD INDUSTRIAL CLASSIFICATION: FOOD & KINDRED PRODUCTS [2000] IRS NUMBER: 362089049 STATE OF INCORPORATION: MD FISCAL YEAR END: 0702 BUSINESS ADDRESS: STREET 1: 3500 LACEY ROAD CITY: DOWNERS GROVE STATE: IL ZIP: 60515 BUSINESS PHONE: 6305986000 MAIL ADDRESS: STREET 1: 3500 LACEY ROAD CITY: DOWNERS GROVE STATE: IL ZIP: 60515 FORMER COMPANY: FORMER CONFORMED NAME: LEE SARA CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CONSOLIDATED FOODS CORP DATE OF NAME CHANGE: 19850402 FORMER COMPANY: FORMER CONFORMED NAME: CONSOLIDATED GROCERD CORP DATE OF NAME CHANGE: 19731220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carroll Cynthia B CENTRAL INDEX KEY: 0001367862 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03344 FILM NUMBER: 07528238 BUSINESS ADDRESS: BUSINESS PHONE: 514-848-8000 MAIL ADDRESS: STREET 1: C/O ALCAN INC. STREET 2: 1188 SHERBROOKE STREET WEST CITY: MONTREAL STATE: A8 ZIP: H3A 3G2 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-01-10 0 0000023666 Sara Lee Corp SLE 0001367862 Carroll Cynthia B C/O ANGLO AMERICAN PLC 20 CARLTON HOUSE TERRACE LONDON X0 SW1Y 5AN UNITED KINGDOM 1 0 0 0 common stock 2007-01-10 4 A 0 110 17.09 A 4845 D Consists of restricted stock units (RSUs) granted for serving on one or more Committees of the Board during fiscal year 2007. The RSUs will vest on July 2, 2007 and will be converted into shares of Sara Lee common stock on a one-for-one basis on the date six months after the reporting person ceases to be a director of Sara Lee. Consists of RSUs that may be settled only for shares of common stock. RSUs vest one year after the grant date and, on the settlement date, are convertible into shares of common stock on a one-for-one basis. The settlement date is six months after the reporting person ceases to be a director of Sara Lee. On September 5, 2006, Sara Lee Corporation distributed, as a pro rata stock dividend, all of the shares of its wholly-owned subsidiary, Hanesbrands Inc., to holders of record of Sara Lee common stock as of the close of business on August 18, 2006 (the "spin off"). Effective upon completion of the spin off, the Compensation and Employee Benefits Committee of Sara Lee?s Board of Directors adjusted all outstanding Sara Lee RSUs to preserve the pre-spin off intrinsic value of such RSUs. As a result, on September 6, 2006, 4,077 RSUs held by the reporting person immediately prior to the spin off were adjusted to equal 4,735 RSUs. /s/ Helen N. Kaminski For Cynthia B. Carroll pursuant to power of attorney previously filed. 2007-01-12 -----END PRIVACY-ENHANCED MESSAGE-----