-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CFgOFLnkMAng3KdFE2fuySI5ZApu5u1P51AQQkm1QxXViI0OzjOm+Rzc3W48qv/z Yo3a9SxW4S3phzVX5Ulavw== 0000023426-97-000009.txt : 19970616 0000023426-97-000009.hdr.sgml : 19970616 ACCESSION NUMBER: 0000023426-97-000009 CONFORMED SUBMISSION TYPE: U-6B-2 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970613 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: CONNECTICUT LIGHT & POWER CO CENTRAL INDEX KEY: 0000023426 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 060303850 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-6B-2 SEC ACT: 1935 Act SEC FILE NUMBER: 040-00403 FILM NUMBER: 97623817 BUSINESS ADDRESS: STREET 1: 707 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 BUSINESS PHONE: 2036655000 U-6B-2 1 U-6B-2 FOR CL&P 1997 SERIES A BONDS SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM U-6B-2 Certificate of Notification Certificate is filed by: The Connecticut Light and Power Company This certificate is notice that the above-named company has issued, renewed or guaranteed the security or securities described herein which issue, renewal or guaranty was exempted from the provisions of Section 6(a) of the Act and was neither the subject of a declaration or application on Form U-1 nor included within the exemption provided by Rule U-48. 1. Type of the security or securities: First and Refunding Mortgage Bonds, 1997 Series A (the "Bonds") 2. Issue, renewal or guaranty: Issued as potential collateral under a Credit Agreement among Northeast Utilities, The Connecticut Light and Power Company, Western Massachusetts Electric Company and the Lenders, Co-Agents and Administrative Agent named therein (the "Credit Agreement") 3. Principal amount of each security: $225,000,000 aggregate principal amount 4. Rate of interest per annum of each security: Variable, depending upon borrowing option and interest period chosen under the Credit Agreement, up to a maximum of 11% 5. Date of issue, renewal or guaranty of each security: Issued May 30, 1997 6. If renewal of security, give date of original issue: N/A 7. Date of maturity of each security: November 21, 1999 8. Name of the person to whom each security was issued, renewed or guaranteed: Citibank, N. A., as Administrative Agent under the Credit Agreement 9. Collateral given with each security, if any: N/A 10. Consideration received for each security: None 11. Application of proceeds of each security: No proceeds; issued to secure credit borrowings under the Credit Agreement 12. Indicate by a check after the applicable statement below whether the issue, renewal or guaranty of each security was exempt from the provisions of Section 6(a) because of: a. the provisions contained in the first sentence of Section 6(b): b. the provisions contained in the fourth sentence of Section 6(b): c. the provisions contained in any rule of the Commission other than Rule U-48: X 13. If the security or securities were exempt from the provisions of Section 6(a) by virtue of the first sentence of Section 6(b), give the figures which indicate that the security or securities aggregate (together with all other than outstanding notes and drafts of a maturity of nine months or less, exclusive of days of grace, as to which such company is primarily or secondarily liable) not more than 5 per centum of the principal amount and par value of the other securities of such company then outstanding. (Demand notes, regardless of how long they may have been outstanding, shall be considered as maturing in not more than nine months for purposes of the exemption from Section 6(a) of the Act granted by the first sentence of Section 6(b).) N/A 14. If the security or securities are exempt from the provisions of Section 6(a) because of the fourth sentence of Section 6(b), name the security outstanding on January 1, 1935, pursuant to the terms of which the security or securities herein described have been issued: N/A 15. If the security or securities are exempt from the provisions of Section 6(a) because of any rule of the Commission other than Rule U-48, designate the rule under which exemption is claimed: Rule 52 THE CONNECTICUT LIGHT AND POWER COMPANY By /s/Jane P. Seidl Senior Counsel Northeast Utilities Service Company Its Attorney Date: June 13, 1997 -----END PRIVACY-ENHANCED MESSAGE-----