-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CyveA85W/JuJYmmtk1wJ606Dq4tcdeaoiqJrs7HQ2avUxcvJDwzE754fBMG+mQdz plNDlQk5Zw2tPK/QYJl43Q== 0000023426-04-000013.txt : 20040810 0000023426-04-000013.hdr.sgml : 20040810 20040810090537 ACCESSION NUMBER: 0000023426-04-000013 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20040810 EFFECTIVENESS DATE: 20040810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CONNECTICUT LIGHT & POWER CO CENTRAL INDEX KEY: 0000023426 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 060303850 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: 1935 Act SEC FILE NUMBER: 070-09905 FILM NUMBER: 04963010 BUSINESS ADDRESS: STREET 1: SELDEN STREET CITY: BERLIN STATE: CT ZIP: 06037-1616 BUSINESS PHONE: 8606655000 35-CERT 1 rule24080904.txt CL&P & CL&P RECEIVABLES RULE 24, FILE NO. 70-9905 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ............................................................. Application of ) CERTIFICATE PURSUANT TO The Connecticut Light ) RULE 24 UNDER THE PUBLIC and Power Company ) UTILITY HOLDING COMPANY ACT on Form U-1 ) of 1935 File No. 70-9905 ............................................................. Pursuant to the requirements of Rule 24 under the Public Utility Holding Company Act of 1935, as amended (the "Act"), The Connecticut Light and Power Company ("CL&P") and CL&P Receivables Corporation certify that the extension of CL&P's accounts receivable purchase and sale program, as proposed in the Application/Declaration to the Commission on Form U-1 (File No. 70-9905), as amended, and authorized by order of the Commission in Public Utility Holding Company Act Release No. 35-27873, dated July 6, 2004, has been carried out in accordance with the terms and conditions of and for the purposes represented by the Application/Declaration and the Commission's order with respect thereto. Submitted with this Certificate is the "past tense" opinion of counsel. Exhibits F-2 "Past Tense" Legal Opinion [SIGNATURE PAGE TO FOLLOW] SIGNATURE Pursuant to the requirements of the Public Utility Holding Company Act of 1935, The Connecticut Light and Power Company and CL&P Receivables Corporation have duly caused this Certificate to be signed on their behalf by the undersigned hereunto duly authorized. The Connecticut Light and Power Company CL&P Receivables Corporation By: /s/ Randy A. Shoop Name: Randy A. Shoop Title: Treasurer Dated: August 9, 2004 EX-99 2 rule24exhf2080904.txt EXHIBIT F-2 OPINION 080904 Exhibit F.2 August 9, 2004 Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. Re: File No. 70-9905 Application/Declaration of The Connecticut Light and Power Company and CL&P Receivables Corporation with Respect to the Organization of a Wholly Owned Subsidiary Related to an Accounts Receivable Purchase and Sale Program Ladies and Gentlemen: I am Assistant General Counsel of Northeast Utilities Service Company ("NUSCO"), the service company subsidiary of Northeast Utilities ("NU"), and I am furnishing this opinion in connection with the Certificate of Consummation of Transaction (the "Certificate") delivered on the date hereof pursuant to the Public Utility Holding Company Act of 1935, as amended, and Rule 24(a) thereunder, and relating to the Application/Declaration, as amended, on Form U-1 in File No. 70-9905 (the "Declaration") of The Connecticut Light and Power Company ("CL&P"), a subsidiary of NU, and CL&P Receivables Corporation ("Receivables"), a subsidiary of CL&P, to the Commission in connection with the extension of an accounts receivable purchase and sale program and related transactions, as more fully set forth in the Declaration. The Commission permitted the Declaration to become effective by its Order set forth in Release No. 35-27873 dated July 6, 2004. The Certificate is with respect to the consummation of the extension of such program to July 3, 2007 which occurred on July 7, 2004 (the "Consummated Transactions"). I have previously furnished my opinion dated June 28, 2004, filed as Exhibit F to the Declaration. In connection with this opinion, I have examined or caused to be examined by counsel associated with or engaged by me, including counsel who are employed by NUSCO, such papers, documents, and records, and have made such examination of law and have satisfied myself as to such other matters as I have deemed relevant or necessary for the purpose of this opinion. I have assumed the authenticity of all documents submitted to me as originals, the genuiness of all signatures, the legal capacity of natural persons, and the conformity to originals of all documents submitted to me as copies. The opinions set forth herein are limited to the laws of the State of Connecticut and the federal laws of the United States. I am a member of the bar of the State of New York. I am not a member of the bar of the State of Connecticut, and do not hold myself out as an expert in the laws of such jurisdiction, although I have made a study of relevant laws of such jurisdiction. In expressing opinions about matters governed by the laws of the State of Connecticut, I have consulted with counsel who are employed by NUSCO and are members of the bar of such jurisdiction. The opinions set forth in paragraph (b) below are subject to the effect of bankruptcy, insolvency, moratorium and other similar laws affecting creditors rights generally and general principles of equity. Based upon and subject to the foregoing, I am of the opinion that: (a) all Connecticut laws applicable to the Consummated Transactions have been complied with. (b) (i) Receivables has been validly organized and is duly existing under the laws of the State of Connecticut, (ii) insofar as any interests in receivables sold by Receivables as part of the Consummated Transactions are regulated as the issuance of securities, such securities are valid and binding obligations of Receivables in accordance with their terms. (c) the consummation of the Consummated Transactions by CL&P and Receivables did not violate the legal rights of the holders of any securities issued by CL&P or Receivables or any associate company thereof; and (d) The Consummated Transactions have been carried out in accordance with the Declaration. Very truly yours, /s/ Jeffrey C. Miller Jeffrey C.Miller -----END PRIVACY-ENHANCED MESSAGE-----