-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CZOlTPQVgviP0Yo64OZJFlrLglnbiTrUhX9seCwu6RrKmnC/bW2vKCAXU3UNFs7F wgb3jznXlIDS/zZ5rtqzVw== 0000023426-04-000006.txt : 20040621 0000023426-04-000006.hdr.sgml : 20040621 20040621153659 ACCESSION NUMBER: 0000023426-04-000006 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20040621 EFFECTIVENESS DATE: 20040621 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CONNECTICUT LIGHT & POWER CO CENTRAL INDEX KEY: 0000023426 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 060303850 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: 1935 Act SEC FILE NUMBER: 070-10163 FILM NUMBER: 04872617 BUSINESS ADDRESS: STREET 1: SELDEN STREET CITY: BERLIN STATE: CT ZIP: 06037-1616 BUSINESS PHONE: 8606655000 35-CERT 1 nurule24062104.txt CL&P RULE 24 CERT. FILE NO.70-10163 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - ------------------------------------------------------------ Application of Northeast ) CERTIFICATE PURSUANT TO Utilities on Form U-1 ) RULE 24 UNDER THE PUBLIC File No. 70-10163 ) UTILITY HOLDING COMPANY ACT ) of 1935 - ------------------------------------------------------------ Pursuant to the requirements of Rule 24 under the Public Utility Holding Company Act of 1935, as amended (the "Act"), The Connecticut Light and Power Company ("CL&P) certifies that certain of the transactions, as proposed in the Application/Declaration (the "Application") to the Commission on Form U-1 (File No. 70-10163), as amended, and authorized by order of the Commission in Public Utility Holding Company Act Release No. 35-27817, dated March 18, 2004, have been carried out in accordance with the terms and conditions of and for the purposes represented by the Application and of the Commission's order with respect thereto. Specifically, CL&P solicited and received proxies from the holders of its preferred shares sufficient in number to waive certain unsecured debt restrictions contained in CL&P's Certificate of Incorporation. Exhibits F-2 "Past Tense" Legal Opinion SIGNATURE Pursuant to the requirements of the Public Utility Holding Company Act of 1935, Northeast Utilities has duly caused this Certificate to be signed on its behalf by the undersigned hereunto duly authorized. The Connecticut Light and Power Company By: /s/ Randy A. Shoop Name: Randy A. Shoop Title: Treasurer Dated: June 21, 2004 EX-99 2 nurule24exhf2062104.txt EXH. F-2 062104 Exhibit F-2 June 21, 2004 Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Northeast Utilities SEC File Number 70-10163 Ladies and Gentlemen: I am Assistant General Counsel of Northeast Utilities Service Company ("NUSCO"), a service company affiliate of Northeast Utilities ("NU"). I have acted as counsel for NU and its wholly-owned direct and indirect subsidiary, The Connecticut Light and Power Company ("CL&P") in connection with the Application/Declaration on Form U-1 in File No. 70-10163 ("Declaration"). In the Declaration, CL&P sought the authorization of the Commission for certain transactions proposed therein concerning the solicitation of proxies of preferred shareholders and continuation of a waiver provided by the preferred shareholders on the incurrance of unsecured debt (the "Proposed Transactions"). In connection with this opinion, I have examined or caused to be examined by counsel associated with or engaged by me, including counsel who are employed by NUSCO, originals or copies certified to my satisfaction of such corporate records of CL&P, certificates of public officials and of officers of NU, and agreements, instruments and other documents, as I have deemed necessary as a basis for the opinions expressed below. In my examination of such agreements, instruments and documents, I have assumed the genuineness of all signatures, the authenticity of all agreements, instruments and documents submitted to me as originals, and the conformity to original agreements, instruments and documents of all agreements, instruments and documents submitted to me as certified, conformed or photostatic copies and the authenticity of the originals of such copies. The opinions set forth herein are limited to the laws of the State of Connecticut and the federal laws of the United States. I am a member of the bar of the State of New York. I am not a member of the bar of the state of Connecticut and do not hold myself out as an expert in the laws of such State. In expressing opinions about matters governed by the laws of such State, I have consulted with counsel who are employed by NUSCO and are members of the bar of such State. Based upon and subject to the foregoing, and assuming that the Proposed Transactions are carried out in accordance with the Declaration, I am of the opinion that: (a) all State laws applicable to the Proposed Transaction were complied with; (b) the consummation of the Proposed Transactions did not violate the legal rights of the holders of any securities issued by CL&P or any associate company thereof. /s/ Jeffrey C. Miller Jeffrey C. Miller Assistant General Counsel -----END PRIVACY-ENHANCED MESSAGE-----