-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Sers9NfxyWsfcCbFq9Su5JUfpjim6RTcQVCqNKbV1kbIz4DfQ25NZZVKz5xHySYQ fBs68LQXpOIU/UQqTNiQ8Q== 0000023426-01-000007.txt : 20010130 0000023426-01-000007.hdr.sgml : 20010130 ACCESSION NUMBER: 0000023426-01-000007 CONFORMED SUBMISSION TYPE: U-12-IB PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010129 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CONNECTICUT LIGHT & POWER CO CENTRAL INDEX KEY: 0000023426 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 060303850 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-12-IB SEC ACT: SEC FILE NUMBER: 012-00085 FILM NUMBER: 1517038 BUSINESS ADDRESS: STREET 1: SELDEN STREET CITY: BERLIN STATE: CT ZIP: 06037-1616 BUSINESS PHONE: 8606655000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CONNECTICUT LIGHT & POWER CO CENTRAL INDEX KEY: 0000023426 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 060303850 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-12-IB BUSINESS ADDRESS: STREET 1: SELDEN STREET CITY: BERLIN STATE: CT ZIP: 06037-1616 BUSINESS PHONE: 8606655000 U-12-IB 1 0001.txt FORM U-12(I)-B (THREE-YEAR STATEMENT) SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. Three-Year Period Ending 2004 FORM U-12(I)-B (Three-Year Statement) STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE EXPENSES AS SPECIFIED IN RULE U-71(b). (To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate) (SEE INSTRUCTIONS ON BACK OF THIS FORM) 1. Name and business address of person filing statement. Richard L. Tower, Regional Vice President The Connecticut Light and Power Company P.O. Box 270, Hartford, Connecticut 06141-0270 2. Name and business addresses of any persons through whom the undersigned proposes to act in matters included within the exemption provided by paragraph (b) of Rule U-71. None. 3. Registered holding companies and subsidiary companies by which the undersigned is regularly employed or retained. The Connecticut Light and Power Company (CL&P), a subsidiary of Northeast Utilities. CL&P is an electric utility and provides retail and wholesale electric services in Connecticut. 4. Position or relationship in which the undersigned is employed or retained by each of the companies named in item 3, and brief description of nature of services to be rendered in each such position or relationship. The undersigned is Regional Vice President of CL&P. He will represent CL&P and other Northeast Utilities system companies, as and when appropriate, in connection with matters and issues pertaining to the electric and gas utility industries, including the issuance of securities, rate matters, affiliations, acquisitions and dispositions, the licensing of hydroelectric projects, and other matters before the Securities and Exchange Commission, the Department of Energy and Congress or some of such bodies. 5. (a) Compensation received during the current year and estimated to be received over the next two calendar years by the undersigned or others, directly or indirectly, for services rendered by the undersigned, from each of the companies designated in item 3. (Use column (a) as supplementary statement only.) Name of Recipient Salary or other Compensation Person or company from whom received to be received or to be received (a) (b) Richard L. Tower $ - 0 - Cannot determine The Connecticut Light and Power Company
(b) Basis for compensation if other than salary. 6. (To be answered in supplementary statement only. See instructions.) expenses incurred by the undersigned or any person named in Item 2, above, during the calendar year in connection with the activities described in Item 4, above, and the source or sources of reimbursement for same. (a) Total amount of routine expenses charged to client: $ 541.52 (b) Itemized list of all other expenses: No other expenses. Date: January 19, 2001 (Signed) /s/ Richard L. Tower
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